Bryan A. Cassick

FALCON WEALTH PLANNING

Albany, NY

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CRD#: 6604612

Professional summary

Bryan Anthony Cassick, CFP® is a registered financial advisor currently at FALCON WEALTH PLANNING, INC. located in Albany, New York.

Bryan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Bryan has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Anthony Cassick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 12, 2026 - Present

FALCON WEALTH PLANNING, INC.

RIA

CRD#: 174092

Albany, NY

Past

June 15, 2023 - December 31, 2025

WARREN STREET WEALTH ADVISORS, LLC

RIA

CRD#: 173447

IRVINE, CA

Past

January 5, 2023 - June 14, 2023

UNITED CAPITAL FINANCIAL ADVISORS

RIA

CRD#: 134600

Cohoes, NY

Past

January 4, 2021 - June 14, 2023

GOLDMAN SACHS & CO. LLC

CRD#: 361

COHOES, NY

Past

May 21, 2018 - January 5, 2023

GOLDMAN SACHS WEALTH SERVICES, L.P.

RIA

CRD#: 106693

COHOES, NY

Past

April 5, 2016 - January 4, 2021

MERCER ALLIED COMPANY, L.P.

CRD#: 37404

COHOES, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FALCON WEALTH PLANNING, INC.

CRD#: 174092 / SEC#: 801-112659

RIA

Registered Investment Advisory firm - (3/19/2018 Approved)

California

Registered Investment Advisory firm - (5/5/2018 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/12/2026)

IAR

New York
(5/12/2026)

IAR

Texas
(5/12/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/23/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/5/2016

General Securities Representative Examination

Current Firm

FALCON WEALTH PLANNING, INC.

CRD#: 174092 / SEC#: 801-112659

RIA

Registered Investment Advisory firm - (3/19/2018 Approved)

California

Registered Investment Advisory firm - (5/5/2018 Terminated)

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Contact information

Main Address

3400 Inland Empire Blvd. Suite 100, Ontario, CA 91764

Mailing Address

Phone number

(855) 963-2526

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (31 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A-FALCON WEALTH PLANNING, INC. (2/18/2026)

Regulatory assets under management

Total Number of Accounts	5,242
AUM (Assets Under Management)	$ 1,552,684,912

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bryan A. Cassick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bryan Anthony Cassick's CRS (Customer Relationship Summary).

Certified licenses

Experience

WARREN STREET WEALTH ADVISORS, LLC

UNITED CAPITAL FINANCIAL ADVISORS

GOLDMAN SACHS & CO. LLC

GOLDMAN SACHS WEALTH SERVICES, L.P.

MERCER ALLIED COMPANY, L.P.

Primary Firm SEC Registration

FALCON WEALTH PLANNING, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/23/2016

SIE

Date: 10/1/2018

Series 7

Date: 4/5/2016

Current Firm

FALCON WEALTH PLANNING, INC.

Contact information

SEC notice filing (31 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FALCON WEALTH PLANNING, INC.

TRUST BUT VERIFY

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