SV
Sathish Veeraraghavan
FIRST PRINCIPLES INVESTMENT MANAGEMENT LLC
Los Gatos, CA
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CRD#: 6604609
SV
Professional summary
Sathish Veeraraghavan is a registered financial advisor currently at FIRST PRINCIPLES INVESTMENT MANAGEMENT LLC located in Los Gatos, California.
Sathish is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2022. Sathish has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MetroMapper, LLC; not investment related; Los Gatos, CA; business development officer; 01/2025; 15 hrs./month; 0 hrs. during trading; meet with potential customers, understand the product market fit, and help investors to raise funds for their business operations. UC Berkeley Executive Education; Not Investment Related; Berkeley, CA; Head Learning Facilitator; Started 04/2025; Approximately 20 hours per month; 8 hours per month spent during securities trading hours; Prepare class instruction materials, teach the class, and provide feedback to students on their assignments and final projecet.
CRS (Client Relationship Summary) - RIA
Click below to view Sathish Veeraraghavan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 7, 2022 - Present
FIRST PRINCIPLES INVESTMENT MANAGEMENT LLC
RIA
CRD#: 322280
Los Gatos, CA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(8/2/2022)
IAR
Texas(7/7/2022)
Exams
Current Firm
FP
FIRST PRINCIPLES INVESTMENT MANAGEMENT LLC
FIRST PRINCIPLES INVESTMENT MANAGEMENT LLC
CRD#: 322280 / SEC#:
California
Registered Investment Advisory firm - (8/2/2022 Approved)Texas
Registered Investment Advisory firm - (6/29/2022 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Los Gatos, CA
Mailing Address
Phone number
(408) 827-5086
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 21 |
| AUM (Assets Under Management) | $ 4,107,670 |
Red Flags
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