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Peter A. Stonikas

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CRD#: 6604544
PS
Peter Andrew Stonikas

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Peter Andrew Stonikas was a registered financial professional .

Peter is a previously registered financial professional and started their career in finance in 2016. Peter had worked at 1 firm and has passed the Series 65 exam.

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
I am an enrolled agent and real estate salesperson. These businesses are not investment related. I work out of three locations, 18205 N 51st Ave. Ste. 115-B Glendale, AZ 85308, 4215 N Drinkwater Blvd. #222 Scottsdale, AZ 85251, and 3035 S. Ellsworth Rd. #109 Mesa, AZ 85212, as well as traveling to site locations. I've been involved in the various business since 2012. I currently devote about 200 hours a month to the other business. I currently work during most security trading hours.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

March 7, 2016 - March 8, 2023

EPL INVESTMENT ADVISORY LLC

RIA
CRD#: 118168
Glendale, AZ

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


What does exam status mean?
State Security Law Exam
PR
Series 65
Status Unavailable
Passed: 2/22/2016
Uniform Investment Adviser Law Examination

Current Firm


EI
EPL INVESTMENT ADVISORY LLC
EPL INVESTMENT ADVISORY LLC

CRD#: 118168 / SEC#:

Arizona
Registered Investment Advisory firm - (10/2/2000 Approved)
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Contact information


Main Address
3035 S Ellsworth Road 109, Mesa, AZ 85212
Mailing Address
Phone number
(480) 831-1731
Established
Firm type
Fiscal year end
# of Employees
1

Documents


Latest Form ADV

Regulatory assets under management


Total Number of Accounts100
AUM (Assets Under Management)$ 22,000,000

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


EPL INVESTMENT ADVISORY LLC

CRD#: 118168

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