Kevin J. Mccarthy

STRATEGIC ADVISERS LLC | Financial Consultant

MCLEAN, VA

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CRD#: 6604441

Professional summary

Kevin James Mccarthy, who also goes by Kevin J Mccarthy, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Mclean, Virginia and FIDELITY BROKERAGE SERVICES LLC located in Alexandria, Virginia.

Kevin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Kevin has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Biography

I partner with clients on a personal level, understanding what is most important to them and then collaborate to tailor a strategy that fits their unique lifestyle. We then continue to monitor the plan we've set and ensure the plan evolves with any changing circumstances.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kevin J Mccarthy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin James Mccarthy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

New York University

Master of Business Administration (MBA) - Finance

2021

Villanova University

Bachelor of Business Administration - Marketing & Real Estate

2012

Experience

Current

March 31, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 1725 Duke Street Suite Gr05, Alexandria, VA 22314-3457

RIA

CRD#: 104555

MCLEAN, VA

Current

April 4, 2022 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 1725 Duke Street - Suite Gr05, Alexandria, VA 22314

CRD#: 7784

ALEXANDRIA, VA

Past

April 8, 2022 - March 31, 2025

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

ALEXANDRIA, VA

Past

June 22, 2020 - July 9, 2021

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

ALEXANDRIA, VA

Past

June 17, 2020 - July 8, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

ALEXANDRIA, VA

Past

January 28, 2019 - March 12, 2020

HARRISDIRECT LLC

RIA

CRD#: 42159

Washington, DC

Past

January 24, 2019 - March 12, 2020

E*TRADE SECURITIES LLC

CRD#: 29106

WASHINGTON, DC

Past

July 13, 2018 - December 18, 2018

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

July 25, 2017 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

RESTON, VA

Past

June 2, 2017 - December 17, 2018

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

RESTON, VA

Past

September 16, 2016 - May 15, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

VIENNA, VA

Past

June 2, 2016 - May 15, 2017

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

VIENNA, VA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(10/23/2025)

Arizona
(7/19/2024)

Arkansas
(1/6/2024)

California
(9/8/2022)

Colorado
(10/23/2025)

Delaware
(4/4/2022)

District of Columbia
(4/4/2022)

Florida
(4/4/2022)

Louisiana
(1/6/2023)

Maine
(7/16/2024)

Maryland
(4/4/2022)

Missouri
(12/13/2022)

New Hampshire
(2/27/2023)

New Jersey
(4/4/2022)

New York
(3/25/2023)

North Carolina
(4/4/2022)

Ohio
(7/22/2024)

Pennsylvania
(4/4/2022)

South Carolina
(6/21/2022)

South Dakota
(4/17/2024)

Tennessee
(1/4/2025)

Texas
(4/4/2022)

IAR

Texas
(3/31/2025)

Virginia
(4/4/2022)

IAR

Virginia
(3/31/2025)

Washington
(8/30/2023)

West Virginia
(4/4/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/15/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/2/2016

General Securities Representative Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Firm Stability Insights

Kevin J. Mccarthy

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin James Mccarthy's CRS (Customer Relationship Summary).

Certified licenses

Education

New York University

Villanova University

Experience

FIDELITY BROKERAGE SERVICES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY PERSONAL AND WORKPLACE ADVISORS

FIDELITY BROKERAGE SERVICES LLC

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/15/2016

SIE

Date: 10/1/2018

Series 7

Date: 6/2/2016

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

Contact information

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