Diane M. Wilson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Diane Michele Wilson, CFP®, who also goes by Diane Michele Babich, was a registered financial professional .
Diane is a previously registered financial professional and started their career in finance in 2016. Diane had worked at 1 firm .
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2015
Experience
February 11, 2016 - August 22, 2016
RETIREMENT BENCHMARK, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RETIREMENT BENCHMARK, LLC
CRD#: 147640 / SEC#: 801-113290
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 5,370 |
| AUM (Assets Under Management) | $ 1,771,403,855 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
