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MG

Michael K. Garden

PCG WEALTH MANAGEMENT
Overland Park, KS 66211
Some features on this profile are disabled
CRD#: 6604146
MG

Professional summary


Michael Kevin Garden is a registered financial advisor currently at PCG WEALTH MANAGEMENT located in Overland Park, Kansas and LPL FINANCIAL LLC located in Kansas City, Missouri.

Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Michael has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
Yes

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 01/05/2017 - SOVEREIGN LLC/ REAL ESTATE RENTAL/ 0%/ OVERLAND PARK, KS 2. 12/4/2017 - PCG Wealth Advisors, LLC - DBA: PCG Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 01/01/2018 - 10 Hours Per Month During Securities Trading. 3. 01/16/2018 - PCG Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 01/01/2018 - 15 Hours Per Month / 5 Hours During Trading - I provide investment advisory services through PCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in January 2018. I expect to spend approximately 15 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 01/16/2018 - PCG Wealth Advisors, LLC - DBA: PCG Wealth Management - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 01/01/2018 - 30 Hours Per Month / 30 Hours During Trading - I provide investment advisory services through PCG Wealth Advisors, LLC, an independent investment advisor firm. I started this business activity in January 2018. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5. 8/17/2018 - PCG Wealth Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Start Date: 01/02/2018 - 3 Hours Per Month/3 Hours During Securities Trading - TERM, WHOLE LIFE, FIXED, FIXED ANNUITIES, UNIVERSAL LIFE. 6. 12/29/2020 - The Insurance Partners - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 12/16/2020 - 5 Hours Per Month During Securities Trading. 7. 12/23/2022 - No Business Name - Not Investment Related - Home Based - Other - Professional Golf - Start Date - 12/13/2022 - 120 Hours Per Month/3 Hours During Securities Trading

Blog Corner


CRS (Client Relationship Summary) - RIA


Click below to view Michael Kevin Garden's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

January 2, 2018 - Present

PCG WEALTH MANAGEMENT

Office #1: 5700 W. 112th Street, Suite 120, Overland Park, KS 66211
RIA
CRD#: 290977
Overland Park, KS
Current

January 5, 2017 - Present

LPL FINANCIAL LLC

Office #1: 1251 Nw Briarcliff Pkwy, #235, Kansas City, MO 64116
RIA
BD
CRD#: 6413
Kansas City, MO
Past

January 5, 2017 - December 31, 2017

V WEALTH ADVISORS LLC

RIA
CRD#: 153278
Kansas City, MO
Past

May 2, 2016 - January 6, 2017

WADDELL & REED

RIA
CRD#: 866
INDEPENDENCE, MO
Past

March 15, 2016 - January 6, 2017

WADDELL & REED

BD
CRD#: 866
INDEPENDENCE, MO

Primary Firm SEC Registration


This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PW
PCG WEALTH MANAGEMENT
LIMESTONE WEALTH MANAGEMENT | WEALTHSPRINGS, LLC | PCG WEALTH MANAGEMENT, LLC | PCG WEALTH MANAGEMENT | PCG WEALTH ADVISORS, LLC | PCG WEALTH ADVISORS

CRD#: 290977 / SEC#: 801-112183

RIA
Registered Investment Advisory firm - (12/15/2017 Approved)

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(10/4/2017)
RR
Kansas
(1/5/2017)
IAR
Kansas
(1/2/2018)
RR
Minnesota
(1/9/2020)
RR
Missouri
(1/5/2017)
IAR
Missouri
(12/14/2018)
RR
Pennsylvania
(4/24/2017)
RR
South Carolina
(5/7/2020)
RR
South Dakota
(10/27/2020)
IAR
Texas
(2/26/2020)

Exams


State Security Law Exam
RR
IAR
Series 66
Date: 4/30/2016
Uniform Combined State Law Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


PW
PCG WEALTH MANAGEMENT
LIMESTONE WEALTH MANAGEMENT | WEALTHSPRINGS, LLC | PCG WEALTH MANAGEMENT, LLC | PCG WEALTH MANAGEMENT | PCG WEALTH ADVISORS, LLC | PCG WEALTH ADVISORS

CRD#: 290977 / SEC#: 801-112183

RIA
Registered Investment Advisory firm - (12/15/2017 Approved)
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Contact information


Main Address
5700 W. 112th Street, Suite 120, Overland Park, KS 66211
Mailing Address
Phone number
(913) 323-3112
Established
Firm type
Fiscal year end
# of Employees
23

SEC notice filing (22 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

PCG WEALTH ADVISORS - DISCLOSURE BROCHURE (9/25/2025)

Regulatory assets under management


Total Number of Accounts1,795
AUM (Assets Under Management)$ 765,458,126

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PCG WEALTH MANAGEMENT

CRD#: 290977Overland Park, KS 66211

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