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STEPHEN JOEL BAUER

STEPHEN J. BAUER

EVERGREEN FINANCIAL GROUP | Associate Wealth Advisor
West Jordan, UT
Some features on this profile are disabled
CRD#: 6603821
STEPHEN JOEL BAUER

Professional summary

STEPHEN JOEL BAUER, CFP®, who also goes by Stephen Bauer, is a registered financial advisor currently at EVERGREEN FINANCIAL GROUP located in West Jordan, Utah.

STEPHEN is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. STEPHEN has worked at 4 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

Biography

Stephen is a CERTIFIED FINANCIAL PLANNER™ professional and holds the FINRA Series 66 license. He began his career in financial services in 2016 working as a broker for Scottrade, focusing on delivering the highest client experience, providing investment education and helping clients reach their financial goals. He then transitioned into a lead role, overseeing a team of associates and resolving escalated client issues throughout the merger of TD Ameritrade. Stephen grew up in Wyoming and graduated from the University of Wyoming with a Bachelor of Science in Business Administration and a minor in Finance. In his spare time, Stephen enjoys craft coffee, being active, and spending his free time in the mountains.
top-8-questions

Question & Answer

What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes

Aliases

Stephen Bauer

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name/nature of business - The Well Church Investment-related - No Address - 800 E 9400 S, Sandy UT 84094 Title/position - Audio/Visual/Lighting Director Duties - Oversee all aspects of Audio/Visual/Lighting Department Start date - February 2025 Number of hours/month - 160 Number of hours/month during securities trading hours - 100

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view STEPHEN JOEL BAUER's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®

Certified Financial Planner

Start date: 2021

Experience

Current

April 17, 2025 - Present

EVERGREEN FINANCIAL GROUP

RIA
CRD#: 312097
West Jordan, UT
Past

February 1, 2019 - February 5, 2025

MERCER GLOBAL ADVISORS INC.

RIA
CRD#: 147363
DENVER, CO
Past

January 5, 2018 - June 1, 2018

TD AMERITRADE, INC.

BD
CRD#: 7870
Southlake, TX
Past

April 1, 2016 - February 26, 2018

SCOTTRADE, INC.

BD
CRD#: 8206
WESTMINSTER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR
Utah
(4/17/2025)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 2/1/2019
Uniform Combined State Law Examination
State Security Law Exam
RR
Series 63
Date: 4/13/2016
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 6/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 4/1/2016
General Securities Representative Examination

Current Firm

EVERGREEN FINANCIAL GROUP
EVERGREEN FINANCIAL GROUP
EVERGREEN FINANCIAL GROUP | EVERGREEN FINANCIAL GROUP, LLC

CRD#: 312097 / SEC#:

Montana
Registered Investment Advisory firm - (2/17/2021 Approved)
Utah
Registered Investment Advisory firm - (9/8/2025 Approved)
Wyoming
Registered Investment Advisory firm - (3/10/2025 Approved)
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Contact information

Main Address
Billings, MT
Mailing Address
Phone number
(406) 272-2828
Established
Firm type
Fiscal year end
# of Employees
2

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts112
AUM (Assets Under Management)$ 21,033,539

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

EVERGREEN FINANCIAL GROUP

EVERGREEN FINANCIAL GROUP

Associate Wealth AdvisorCRD#: 312097West Jordan, UT

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Contact information

(xxx) xxx-xxxx
xxxxx@xxxx.xxx

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