AA
Abraham B. Arce
FIORI FINANCIAL GROUP | Operations Manager
Fort Lauderdale, FL 33316
Some features on this profile are disabled
CRD#: 6603427
AA
Professional summary
Abraham Blas Arce, who also goes by Abe Blas Arce, is a registered financial advisor currently at FIORI FINANCIAL GROUP located in Fort Lauderdale, Florida.
Abraham is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2018. Abraham has worked at 3 firms and has passed the Series 66, Series 7TO, SIE, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Abe Blas Arce
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1)Name of Business: FFG Partners, LLC DBA Fiori Financial Group | Business Address: 205 SE 20th Street, Fort Lauderdale, FL 33316 | Activity Type: RIA | Position/Title: Investment Adviser Rep and Chief Compliance Officer | Investment Related: Yes | Start Date: 12/2022 | Hours per month devoted to this business: 160 Hours per month | devoted to this business during trading hours: 160 | Description of duties: Investment Adviser Rep and Chief Compliance Officer (2)Name of Business: ABA Capital, LLC | Business Address: 205 SE 20th Street, Fort Lauderdale, FL 33316 United States | Activity Type: (Support Company) | Position/Title: Owner/Manager | Investment Related: No | Start Date: 08/2021 | Hours per month devoted to this business: 0-1 | Hours per month devoted to this business during trading hours: 0-1 | Description of duties: I am the only member of this company and have no day to day duties. This company has an ownership percentage in FFG Partners, LLC. This company was created for tax purposes. (3)Name of Business: AC Ice Slingers, LLC | Business Address: 9500 SW 119th Ct, Miami, FL 33186 USA | Activity Type: Ice Vending Machines | Position/Title: Part Owner/Authorized Rep | Investment Related: No | Start Date: 12/2022 Hours per month devoted to this business: 2-10 Hours per month devoted to this business | during trading hours: 0-1 | Description of duties: The company establishes ice vending machines in different locations to sell bags of ice to the public. The company was created with a personal friend that is a client.
CRS (Client Relationship Summary) - RIA
Click below to view Abraham Blas Arce's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 16, 2022 - Present
FIORI FINANCIAL GROUP
Office #1: 205 South East 20th St, Fort Lauderdale, FL 33316RIA
CRD#: 318641
Fort Lauderdale, FL
Past
April 25, 2019 - December 31, 2022
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
FORT LAUDERDALE, FL
Past
December 21, 2018 - December 31, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
FT. LAUDERDALE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FF
FIORI FINANCIAL GROUP
FFG PARTNERS, LLC | FIORI FINANCIAL GROUP, INC. | FIORI FINANCIAL GROUP
CRD#: 318641 / SEC#: 801-127015
RIA
Registered Investment Advisory firm - (12/8/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(12/16/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 12/21/2018
General Securities Representative ExaminationGeneral Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Current Firm
FF
FIORI FINANCIAL GROUP
FFG PARTNERS, LLC | FIORI FINANCIAL GROUP, INC. | FIORI FINANCIAL GROUP
CRD#: 318641 / SEC#: 801-127015
RIA
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Contact information
Main Address
205 South East 20th St, Fort Lauderdale, FL 33316
Mailing Address
Phone number
(954) 763-2600
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 660 |
| AUM (Assets Under Management) | $ 476,671,565 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FIORI FINANCIAL GROUP
Operations ManagerCRD#: 318641Fort Lauderdale, FL 33316TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
