Vaughn William Kellerman
CFP®Professional Summary
Vaughn William Kellerman, CFP®, who also goes by Vaughn William Kellerman, Vaughn Kellerman, is a registered financial advisor currently at GANNETT WEALTH ADVISORS located in Cleve, Ohio. Vaughn is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Vaughn has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Services Offered
- Financial Planning
- Tax Planning
- Investment Management
- Cashflow & Budgeting
- Education Funding
- Risk Management & Insurance
- Social Security & Medicare Planning
- Business Services
- Retirement Planning
- Estate & Legacy Planning
Specializations
Other Aliases
Vaughn William Kellerman, Vaughn Kellerman
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
10 years in the financial services industry
Current & Past Employments
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OSAIC WEALTH, INC.
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Current Firm
GANNETT WEALTH ADVISORS | SOUND ADVISORY, LLC | SOUND ADVISORY LLC | SOUND ADVISORY
Contact Information
Main Address
Middleton, IDMailing Address
601 Congress Ave Suite 200, Austin, TX 78701Phone Number
(208) 254-0142# of Employees
6SEC notice filing (20 States and Territories)
Registered to provide investment advisory services in 20 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
312AUM (Assets Under Management)
$90,220,337Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
Similar Advisors
OSAIC WEALTH, INC.
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Primary Firm SEC Registration
GANNETT WEALTH ADVISORS | SOUND ADVISORY, LLC | SOUND ADVISORY LLC | SOUND ADVISORY
State Registrations and Notice Filings
(5/29/2024)
(9/4/2024)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 9 — General Securities Sales Supervisor - Options Module Examination
Passed Aug 2016About the Series 9 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Jul 2016About the Series 10 examSimilar Advisors
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CRS (Client Relationship Summary) - RIA
Click below to view Vaughn William Kellerman's CRS (Customer Relationship Summary).
Services Offered by Vaughn
- Financial Planning
- Tax Planning
- Investment Management
- Cashflow & Budgeting
- Education Funding
- Risk Management & Insurance
- Social Security & Medicare Planning
- Business Services
- Retirement Planning
- Estate & Legacy Planning
Similar Advisors
OSAIC WEALTH, INC.
AUSDAL FINANCIAL PARTNERS, INC.
MORGAN STANLEY
SOLTIS INVESTMENT ADVISORS, LLC
