Darin A. Hess
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darin Andrew Hess, who also goes by Darin Andrew Hess, was a registered financial professional .
Darin is a previously registered financial professional and started their career in finance in 2016. Darin had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2022 - November 30, 2022
ALIGHT FINANCIAL SOLUTIONS, LLC
March 9, 2021 - September 30, 2021
ALLSTATE FINANCIAL SERVICES, LLC
September 5, 2019 - January 6, 2021
EQUITABLE ADVISORS, LLC
February 12, 2019 - August 30, 2019
SECURITIES AMERICA ADVISORS, INC.
February 12, 2019 - August 30, 2019
SECURITIES AMERICA, INC.
June 12, 2018 - February 4, 2019
EQUITY SERVICES, INC.
July 7, 2016 - June 4, 2018
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
ALIGHT FINANCIAL SOLUTIONS, LLC
CRD#: 36509 / SEC#: , 8-47344
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 2 |
| Arbitration | 2 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
