Benjamin D. Strong

Some features on this profile are disabled

CRD#: 6603163

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Benjamin Donald Strong, CFP®, who also goes by Ben Donald Strong, was a registered financial professional .

Benjamin is a previously registered financial professional and started their career in finance in 2016. Benjamin had worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ben Donald Strong

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name of Business: The Karras Company Inc. Address: Roy, UT Nature of the Business: Independent RIA Position/Title: Investment Adviser Representative/Financial Analyst Investment Related: Yes Start Date: 01/05/2016 Hours per month devoted to this business: 160 Hours per month devoted to this business during trading hours: 100 Description of duties: Back office services

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Past

January 5, 2018 - June 12, 2023

THE KARRAS COMPANY, INC.

RIA

CRD#: 109578

ROY, UT

Past

May 9, 2016 - January 4, 2018

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

ROY, UT

Past

March 22, 2016 - November 11, 2022

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ROY, UT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

THE KARRAS COMPANY, INC.

CRD#: 109578 / SEC#: 801-55317

RIA

Registered Investment Advisory firm - (3/20/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/28/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/22/2016

General Securities Representative Examination

Current Firm

THE KARRAS COMPANY, INC.

CRD#: 109578 / SEC#: 801-55317

RIA

Registered Investment Advisory firm - (3/20/1998 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

4695 South 1900 West Suite 3, Roy, UT 84067

Mailing Address

Phone number

(801) 825-3000

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

THE KARRAS COMPANY ADV PART 2 FIRM BROCHURE (2/28/2025)

Regulatory assets under management

Total Number of Accounts	742
AUM (Assets Under Management)	$ 349,820,509

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Benjamin D. Strong

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

THE KARRAS COMPANY, INC.

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

THE KARRAS COMPANY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/28/2016

SIE

Date: 10/1/2018

Series 7

Date: 3/22/2016

Current Firm

THE KARRAS COMPANY, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

THE KARRAS COMPANY, INC.

TRUST BUT VERIFY

Similar Advisors