Daniel Matthews

HIGH PEAKS WEALTH STRATEGIES

PARKER, CO

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CRD#: 6602595

Professional summary

Daniel Matthews, who also goes by Daniel Abercrombie, Daniel Paul Matthews, is a registered financial advisor currently at HIGH PEAKS WEALTH STRATEGIES located in Parker, Colorado.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Daniel has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Daniel Abercrombie | Daniel Paul Matthews

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

NAME OF OTHER BUSINESS: DANIEL MATTHEWS INDEPENDENT AGENT INVESTMENT RELATED: YES ADDRESS: PARKER, CO NATURE OF BUSINESS: INSURANCE SALES - SELLING INSURANCE PRODUCTS START DATE: 01/2024 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER MONTH: 15 APX NUMBER OF HOURS DURING TRADING HOURS: 15 NAME OF OTHER BUSINESS: MATTHEWS PHARMACY INC INVESTMENT RELATED: NO ADDRESS: 101 CANAL ST ELLENVILLE NY 12428 NATURE OF BUSINESS: MANAGE BUSINESS OPERATIONS FOR MATTHEWS PHARMACY, INC -- A RETAIL COMMUNITY PHARMACY. START DATE: 01/2023 POSITION/TITLE/RELATIONSHIP: PRESIDENT APX NUMBER OF HOURS PER WEEK: 10 APX NUMBER OF HOURS DURING TRADING HOURS: 0

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Matthews's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 21, 2025 - Present

HIGH PEAKS WEALTH STRATEGIES

RIA

CRD#: 334871

PARKER, CO

Past

January 29, 2024 - October 31, 2024

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

LITTLETON, CO

Past

January 29, 2024 - October 31, 2024

CETERA WEALTH SERVICES, LLC

CRD#: 13572

LITTLETON, CO

Past

June 13, 2018 - January 18, 2024

EAGLE STRATEGIES LLC

RIA

CRD#: 110826

PARKER, CO

Past

April 25, 2018 - January 18, 2024

NYLIFE SECURITIES LLC

CRD#: 5167

PARKER, CO

Past

July 13, 2016 - March 7, 2018

MML INVESTORS SERVICES, LLC

RIA

CRD#: 10409

DENVER, CO

Past

April 26, 2016 - March 7, 2018

MML INVESTORS SERVICES, LLC

CRD#: 10409

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(2/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/29/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/26/2016

General Securities Representative Examination

Current Firm

HIGH PEAKS WEALTH STRATEGIES

HIGH PEAKS WEALTH MANAGEMENT, LLC | HIGH PEAKS WEALTH STRATEGIES

CRD#: 334871 / SEC#:

Colorado

Registered Investment Advisory firm - (2/21/2025 Approved)

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Contact information

Main Address

Parker, CO

Mailing Address

10940 S Parker Rd Suite #518, Parker, CO 80134

Phone number

(720) 206-6556

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Daniel Matthews

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Matthews's CRS (Customer Relationship Summary).

Certified licenses

Experience

HIGH PEAKS WEALTH STRATEGIES

CETERA INVESTMENT ADVISERS LLC

CETERA WEALTH SERVICES, LLC

EAGLE STRATEGIES LLC

NYLIFE SECURITIES LLC

MML INVESTORS SERVICES, LLC

MML INVESTORS SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 6/29/2016

SIE

Date: 10/1/2018

Series 7

Date: 4/26/2016

Current Firm

HIGH PEAKS WEALTH STRATEGIES

Contact information

Documents

Red Flags

Company Information

HIGH PEAKS WEALTH STRATEGIES

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