Ji Mi Kim

PASADENA PRIVATE WEALTH

Honolulu, HI

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CRD#: 6602328

Professional summary

Ji Mi Kim, who also goes by Ji Mi Tsang, is a registered financial advisor currently at PASADENA PRIVATE WEALTH, LLC located in Honolulu, Hawaii.

Ji Mi is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Ji Mi has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ji Mi Tsang

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. DeRubeis Fine Art of Metal. Non-investment related. Art Consultant. 2330 Kalakaua Ave. Suite 190, Honolulu, HI 96815. 12/2024. 30-40 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ji Mi Kim's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2025 - Present

PASADENA PRIVATE WEALTH, LLC

RIA

CRD#: 295178

Honolulu, HI

Past

May 9, 2017 - January 31, 2023

SAGEVIEW ADVISORY GROUP, LLC

RIA

CRD#: 126777

Honolulu, HI

Past

April 13, 2017 - September 26, 2018

CETERA WEALTH SERVICES, LLC

CRD#: 13572

HONOLULU, HI

Past

May 17, 2016 - December 20, 2016

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

HONOLULU, HI

Past

March 18, 2016 - December 20, 2016

PARK AVENUE SECURITIES LLC

CRD#: 46173

HONOLULU, HI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PASADENA PRIVATE WEALTH, LLC

CRD#: 295178 / SEC#: 801-112999

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(1/21/2025)

IAR

Hawaii
(3/12/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/19/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/26/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/2016

General Securities Representative Examination

Current Firm

PASADENA PRIVATE WEALTH, LLC

CRD#: 295178 / SEC#: 801-112999

RIA

Registered Investment Advisory firm - (4/27/2018 Approved)

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Contact information

Main Address

2 North Lake Avenue Suite 520, Pasadena, CA 91101

Mailing Address

Phone number

(626) 993-9300

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PASADENA PRIVATE WEALTH PART 2A BROCHURE (3/21/2025)

Regulatory assets under management

Total Number of Accounts	1,843
AUM (Assets Under Management)	$ 1,268,875,503

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ji Mi Kim

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ji Mi Kim's CRS (Customer Relationship Summary).

Certified licenses

Experience

SAGEVIEW ADVISORY GROUP, LLC

CETERA WEALTH SERVICES, LLC

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

Primary Firm SEC Registration

PASADENA PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/19/2016

SIE

Date: 9/26/2018

Series 7

Date: 3/17/2016

Current Firm

PASADENA PRIVATE WEALTH, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PASADENA PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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