CJ
Colton W. Jacob
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CRD#: 6602283
CJ
Professional summary
Colton Wade Jacob was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Colton Wade Jacob, who also goes by Colton Jacob, was a registered financial professional .
Colton is a previously registered financial professional and started their career in finance in 2016. Colton had worked at 5 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Colton Jacob
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Name of Business : Steward Partners Global Advisory Address: 807 Las Cimas Pkwy Ste 325,Austin, TX Nature of the Business: Support Company/DBA (Non-Owner) Position/Title: Investment Adviser Investment Related:Yes Start Date: 10/02/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Advisory services for clients 2) Steward Partners Investment Advisory, LLC Address: Austin, TX Nature of the Business: Independent RIA Position/Title: Investment Adviser Investment Related:Yes Start Date: 10/02/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Advisory services for clients. 3) Praetorian Private Wealth Address: Austin, TX Nature of the Business: Support Company/DBA (Owner) Position/Title: Support Company/DBA (Owner) Investment Related:Yes Start Date: 10/02/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Financial Advisor 4) Steward Partners Holdings, LLC Address: Austin, TX Nature of the Business: Personal/Private Investment Investment Related:Yes Start Date: 10/02/2020 Hours per month devoted to this business: 0 Hours per month devoted to this business during trading hours: 0 Description of duties: Passive Investor 5) Praetorian Wealth Management of Steward Partners - DBA - Austin, TX - 10/2020- Advisor. 6) Primary Beneficiary for Madeline Davis - Austin, TX - Advisor - Manage brokerage accounts. 7) Raymond James Financial Services, Inc.; Investment related; Securities Broker/Dealer Firm; Austin, TX; Started: 10/2020; 160 hrs. per month, 160 during trading hrs.; Registered Representative; securities sales.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
May 27, 2022 - January 27, 2023
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
BD
CRD#: 1254
AUSTIN, TX
Past
October 1, 2020 - January 27, 2023
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
RIA
CRD#: 283004
Austin, TX
Past
October 1, 2020 - May 27, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
AUSTIN, TX
Past
November 30, 2017 - October 6, 2020
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
AUSTIN, TX
Past
November 30, 2017 - October 6, 2020
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
AUSTIN, TX
Past
March 31, 2017 - September 13, 2017
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
AUSTIN, TX
Past
April 12, 2016 - September 13, 2017
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
AUSTIN, TX
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
BLAKELY, STRAND & WILLIAMS, INC. | VALENCIA GROUP | UMPQUA WEALTH ADVISORY | UMPQUA INVESTMENTS, INC. | STRAND, ATKINSON, WILLIAMS & YORK, INC. | STRAND, ATKINSON, WILLIAMS & YORK INC. | STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC | STEWARD PARTNERS GLOBAL ADVISORY, LLC | MILLER FORSYTH GROUP | LINDSEY GROUP | H.L. WIGINTON CAPITAL | GERGEN WEALTH MANAGEMENT | ENSIGN WEALTH PARTNERS
CRD#: 1254 / SEC#: 801-67179, 8-2915
BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information
Main Address
15495 Sw Sequoia Parkway Suite 150, Portland, OR 97224
Mailing Address
15495 Sw Sequoia Parkway Suite 150, Portland, OR 97224
Phone number
(971) 353-7800
Established
Delaware since 04/22/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
524
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Regulatory assets under management
| Total Number of Accounts | 2,712 |
| AUM (Assets Under Management) | $ 990,880,713 |
Disclosures
| Regulatory Event | 13 |
| Arbitration | 1 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
