Vincent C. Fuchs
Professional summary
Vincent Connor Fuchs was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Vincent Connor Fuchs, who also goes by Connor Fuchs, VIncent Fuchs, was a registered financial professional .
Vincent is a previously registered financial professional and started their career in finance in 2016. Vincent had worked at 6 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 27, 2024 - November 3, 2025
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS
May 27, 2022 - January 27, 2023
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC
October 1, 2020 - January 27, 2023
STEWARD PARTNERS INVESTMENT ADVISORY, LLC
October 1, 2020 - May 27, 2022
RAYMOND JAMES FINANCIAL SERVICES, INC.
August 7, 2017 - October 6, 2020
WELLS FARGO CLEARING SERVICES, LLC
August 7, 2017 - October 6, 2020
WELLS FARGO CLEARING SERVICES, LLC
January 18, 2017 - August 8, 2017
EQUITABLE ADVISORS, LLC
May 18, 2016 - August 8, 2017
EQUITABLE ADVISORS, LLC
Primary Firm SEC Registration
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS
CRD#: 298422 / SEC#: 801-114364
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
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Exams
Current Firm
TEXAS CAPITAL BANK PRIVATE WEALTH ADVISORS
CRD#: 298422 / SEC#: 801-114364
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,982 |
| AUM (Assets Under Management) | $ 3,471,701,060 |
Red Flags
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