Tyler Szafran

COMMONWEALTH FINANCIAL SERVICES

Wheeling, WV 26003

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CRD#: 6602108

Professional summary

Tyler Szafran is a registered financial advisor currently at COMMONWEALTH FINANCIAL SERVICES located in Wheeling, West Virginia.

Tyler is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Tyler has worked at 5 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

APA POSITION: Advisory NATURE: Advisory INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 120 START DATE: 09/16/2021 ADDRESS: 21 Warden Run Road Suite 201, wheeling WV 26003 DESCRIPTION: Advisory

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Szafran's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 14, 2023 - Present

COMMONWEALTH FINANCIAL SERVICES

Office #1: 21 Warden Run Road #201, Wheeling, WV 26003

RIA

CRD#: 324930

Wheeling, WV

Past

September 23, 2021 - April 6, 2023

ARBOR POINT ADVISORS

RIA

CRD#: 165127

WHEELING, WV

Past

September 13, 2021 - April 6, 2023

SECURITIES AMERICA, INC.

CRD#: 10205

Wheeling, WV

Past

February 4, 2020 - September 24, 2021

T. ROWE PRICE ADVISORY SERVICES, INC.

RIA

CRD#: 108958

OWINGS MILLS, MD

Past

March 10, 2016 - September 24, 2021

T. ROWE PRICE INVESTMENT SERVICES, INC.

CRD#: 8348

OWINGS MILLS, MD

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMMONWEALTH FINANCIAL SERVICES

COMMONWEALTH FINANCIAL SERVICES | COMMONWEALTH FINANCIAL SERVICES, LLC.

CRD#: 324930 / SEC#: 801-127499

RIA

Registered Investment Advisory firm - (3/22/2023 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

West Virginia
(4/14/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/3/2020

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 3/24/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 11/18/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 3/10/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

COMMONWEALTH FINANCIAL SERVICES

COMMONWEALTH FINANCIAL SERVICES | COMMONWEALTH FINANCIAL SERVICES, LLC.

CRD#: 324930 / SEC#: 801-127499

RIA

Registered Investment Advisory firm - (3/22/2023 Approved)

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Contact information

Main Address

373 Timberline Parkway, Vienna, WV 26105

Mailing Address

Phone number

(304) 422-3531

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (20 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (10/22/2025)

FORM ADV APP--WRAP FEE PROGRAM (10/22/2025)

Regulatory assets under management

Total Number of Accounts	4,851
AUM (Assets Under Management)	$ 774,786,979

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Tyler Szafran

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyler Szafran's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARBOR POINT ADVISORS

SECURITIES AMERICA, INC.

T. ROWE PRICE ADVISORY SERVICES, INC.

T. ROWE PRICE INVESTMENT SERVICES, INC.

Primary Firm SEC Registration

COMMONWEALTH FINANCIAL SERVICES

State Registrations and Notice Filings

Exams

Series 66

Date: 2/3/2020

Series 63

Date: 3/24/2016

Series 7TO

Date: 11/18/2019

SIE

Date: 10/1/2018

Series 6

Date: 3/10/2016

Current Firm

COMMONWEALTH FINANCIAL SERVICES

Contact information

SEC notice filing (20 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMMONWEALTH FINANCIAL SERVICES

TRUST BUT VERIFY

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