Michael D. Van Putten
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael David Josiah Van Putten was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2016. Michael had worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 22, 2020 - September 7, 2021
EDEN GROUP
May 8, 2019 - September 9, 2020
INTEGRITY FINANCIAL CORPORATION
June 20, 2016 - April 22, 2019
D.A. DAVIDSON & CO.
March 18, 2016 - April 22, 2019
D.A. DAVIDSON & CO.
State Registrations and Notice Filings
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Exams
Current Firm
EDEN GROUP
CRD#: 309905 / SEC#:
Contact information
Red Flags
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