BF
Bradley R. Fugate
BLUE RIDGE WEALTH PLANNERS
Knoxville, TN 37932
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CRD#: 6601343
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Professional summary
Bradley Robert Fugate, who also goes by Brad Fugate, is a registered financial advisor currently at BLUE RIDGE WEALTH PLANNERS located in Knoxville, Tennessee.
Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Bradley has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Brad Fugate
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)Cogdill One, LLC - Member/Owner. 12/2016 - Present. Cogdill One, LLC owns real estate which includes a commercial building located at 9725 Cogdill Road, Knoxville, TN 37932. Ownership interest in property is 33.3%. Not investment-related. Duties include finding and managing tenants and working on building improvements. 10 hours/month spent on this activity.10 hours/month during trading hours.
2)NAME:RETIREMENT FINANCIAL SOLUTIONS, LLC DBA BLUE RIDGE WEALTH PLANNERS; INV RELATED:YES; ADDRESS:9725 COGDILL ROAD, SUITE 101 KNOXVILLE, TN 37932; NATURE: RIA AND INSURANCE; POSITION:MANAGING DIRECTOR; START DATE:08/2014; HOURS/MONTH:180; TRADING HOURS/MONTH:ALL; DUTIES:MANAGEMENT, MARKETING, BUSINESS DEVELOPMENT, COMPLIANCE.
3)NAME: O YOUTH; INV RELATED:NO; ADDRESS:10836 CARMICHAEL ROAD KNOXVILLE, TN 37932; NATURE:BAND; POSITION:SINGER/SONGWRITER, FOUNDER; START DATE:03/2010; HOURS/MONTH:0-30; TRADING HOURS/MONTH:0; DUTIES:I WRITE, RECORD, AND PERFORM SONGS.
CRS (Client Relationship Summary) - RIA
Click below to view Bradley Robert Fugate's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 18, 2016 - Present
BLUE RIDGE WEALTH PLANNERS
Office #1: 9725 Cogdill Road Suite 101, Knoxville, TN 37932RIA
CRD#: 285347
Knoxville, TN
Past
July 17, 2017 - December 31, 2022
MADISON AVENUE SECURITIES, LLC
BD
CRD#: 23224
Knoxville, TN
Past
March 29, 2016 - July 17, 2017
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
Knoxville, TN
Past
March 10, 2016 - July 17, 2017
G.F. INVESTMENT SERVICES, LLC
BD
CRD#: 132939
KNOXVILLE, TN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BR
BLUE RIDGE WEALTH PLANNERS
BLUE RIDGE WEALTH PLANNERS | RETIREMENT FINANCIAL SOLUTIONS, LLC | GREAT VALLEY ASSET MANAGEMENT
CRD#: 285347 / SEC#: 801-123504
RIA
Registered Investment Advisory firm - (3/22/2022 Approved)Florida
Registered Investment Advisory firm - (3/23/2022 Terminated)Georgia
Registered Investment Advisory firm - (4/18/2022 Terminated)Tennessee
Registered Investment Advisory firm - (3/24/2022 Terminated)Texas
Registered Investment Advisory firm - (3/23/2022 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(4/26/2017)
IAR
Georgia(2/9/2017)
IAR
Tennessee(11/16/2016)
IAR
Texas(10/18/2016)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BR
BLUE RIDGE WEALTH PLANNERS
BLUE RIDGE WEALTH PLANNERS | RETIREMENT FINANCIAL SOLUTIONS, LLC | GREAT VALLEY ASSET MANAGEMENT
CRD#: 285347 / SEC#: 801-123504
RIA
Registered Investment Advisory firm - (3/22/2022 Approved)Florida
Registered Investment Advisory firm - (3/23/2022 Terminated)Georgia
Registered Investment Advisory firm - (4/18/2022 Terminated)Tennessee
Registered Investment Advisory firm - (3/24/2022 Terminated)Texas
Registered Investment Advisory firm - (3/23/2022 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
9725 Cogdill Road Suite 101, Knoxville, TN 37932
Mailing Address
Phone number
(865) 392-4260
Established
Firm type
Fiscal year end
# of Employees
20
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 723 |
| AUM (Assets Under Management) | $ 275,684,151 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
BLUE RIDGE WEALTH PLANNERS
CRD#: 285347Knoxville, TN 37932TRUST BUT VERIFY
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