DR
Dalton M. Richards
BALEFIRE
Rigby, ID
Some features on this profile are disabled
CRD#: 6601210
DR
Professional summary
Dalton Michael Richards is a registered financial advisor currently at BALEFIRE, LLC located in Rigby, Idaho.
Dalton is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Dalton has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 5/4/2016 - Balefire, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - Started 1/27/2016 - Time Spent 100%. 2. 6/11/2021 - Lion Street Insurance- Investment related- VP Office. Nature- non-variable, fixed/traditional insurance. Position- Agent- Start 06/11/2021 - 10 hours per month all during trading hours. Duties- sale of non-variable, fixed/traditional insurance products. 3. 08/01/2022 - DAR Holdings LLC - Owner - Not Investment related for securities. Nature- Holding company for future real estate rental income - Position - Owner- 0 hours per month, 0 hours during trading hours- duties: Owner. 3. 08/01/2022 - Owner- DAR Holdings LLC - Not Investment related - real estate rental income. No compensation currently and not done during trading hours. Located in Belgrade, MT.
CRS (Client Relationship Summary) - RIA
Click below to view Dalton Michael Richards's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 10, 2024 - Present
BALEFIRE, LLC
RIA
CRD#: 168733
Rigby, ID
Past
January 10, 2017 - December 31, 2023
BALEFIRE, LLC
RIA
CRD#: 168733
BELGRADE, MT
Past
June 9, 2016 - June 29, 2022
LPL FINANCIAL LLC
BD
CRD#: 6413
BELGRADE, MT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BL
BALEFIRE, LLC
401K FOR ME | WEALTHBRIDGE | VPAG LLC | VISIONPOINT GROUP, LLC | VISIONPOINT ADVISORY GROUP, LLC | VISIONPOINT ADVISORY GROUP | VISIONPOINT 3D SOLUTIONS | VISIONPOINT | UNITED WEALTH MANAGEMENT | TEXAS PRIVATE WEALTH | STAHR, MATTHEW G | ROCKWAY WEALTH PARTNERS | NAVITAS WEALTH ADVISORS | MAKE WAY WEALTH MANAGEMENT | FUSE PARTNERS, LLC | FUSE PARTNERS GROUP LLC | FUSE PARTNERS | FIVE TALENTS FINANCIAL MANAGEMENT GROUP | FIVE TALENTS ADVISORY | DELSA WEALTH MANAGEMENT | CASTLE FINANCIAL | BALEFIRE, LLC | BALEFIRE
CRD#: 168733 / SEC#: 801-78506
RIA
Registered Investment Advisory firm - (1/8/2014 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(1/10/2024)
IAR
Missouri(1/10/2024)
IAR
Montana(1/11/2024)
IAR
South Dakota(1/12/2024)
IAR
Texas(1/10/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
BL
BALEFIRE, LLC
401K FOR ME | WEALTHBRIDGE | VPAG LLC | VISIONPOINT GROUP, LLC | VISIONPOINT ADVISORY GROUP, LLC | VISIONPOINT ADVISORY GROUP | VISIONPOINT 3D SOLUTIONS | VISIONPOINT | UNITED WEALTH MANAGEMENT | TEXAS PRIVATE WEALTH | STAHR, MATTHEW G | ROCKWAY WEALTH PARTNERS | NAVITAS WEALTH ADVISORS | MAKE WAY WEALTH MANAGEMENT | FUSE PARTNERS, LLC | FUSE PARTNERS GROUP LLC | FUSE PARTNERS | FIVE TALENTS FINANCIAL MANAGEMENT GROUP | FIVE TALENTS ADVISORY | DELSA WEALTH MANAGEMENT | CASTLE FINANCIAL | BALEFIRE, LLC | BALEFIRE
CRD#: 168733 / SEC#: 801-78506
RIA
Registered Investment Advisory firm - (1/8/2014 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
14221 Dallas Parkway Suite 100, Dallas, TX 75254
Mailing Address
Phone number
(972) 361-1001
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (25 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,527 |
| AUM (Assets Under Management) | $ 1,236,940,085 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
