Jeremy D. Mellberg

OCOTILLO WEALTH MANAGEMENT LLC

Scottsdale, AZ 85250

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CRD#: 6600642

Professional summary

Jeremy David Mellberg is a registered financial advisor currently at OCOTILLO WEALTH MANAGEMENT LLC located in Scottsdale, Arizona.

Jeremy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Jeremy has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Ocotillo Financial, LLC; Investment Related; Scottsdale, AZ; Insurance Sales; Managing Member/Insurance Agent; 04/2017; 80 hours per month and 80 hours per month during trading hours. 2) City of Phoenix - Non-Investment related business - 251 W. Washington Street, 5th Floor Phoenix, AZ 85003 - City of Phoenix - Position - Engineer -Start date - 01/2006 - Present - 40 hours per month during trading hours

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy David Mellberg's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 30, 2017 - Present

OCOTILLO WEALTH MANAGEMENT LLC

Office #1: 5635 N. Scottsdale Rd. Suite 170, Scottsdale, AZ 85250

RIA

CRD#: 288438

Scottsdale, AZ

Past

April 20, 2016 - March 13, 2017

SECURE INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 141195

Chandler, AZ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(6/30/2017)

IAR

Texas
(3/27/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/12/2016

Uniform Investment Adviser Law Examination

Current Firm

OCOTILLO WEALTH MANAGEMENT LLC

CRD#: 288438 / SEC#:

Arizona

Registered Investment Advisory firm - (6/30/2017 Approved)

Texas

Registered Investment Advisory firm - (3/15/2023 Conditional Restricted)

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Contact information

Main Address

5635 N. Scottsdale Rd. Suite 170, Scottsdale, AZ 85250

Mailing Address

Phone number

(480) 729-6281

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	62
AUM (Assets Under Management)	$ 11,217,652

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jeremy D. Mellberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jeremy David Mellberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

OCOTILLO WEALTH MANAGEMENT LLC

SECURE INVESTMENT MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/12/2016

Current Firm

OCOTILLO WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

OCOTILLO WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

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