MA
Mark S. Arola
BUCK WEALTH STRATEGIES
PLEASANTON, CA 94566
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CRD#: 6600487
MA
Professional summary
Mark Steven Arola is a registered financial advisor currently at BUCK WEALTH STRATEGIES, LLC located in Pleasanton, California.
Mark is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Mark has worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) AROLA ASSOCIATES, INC; YES INVESTMENT RELATED; 4725 FIRST STREET, SUITE 215, PLEASANTON, CA 94566; INSURANCE SALES; OWNER & PRESIDENT; START DATE 01/2007; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING; INSURANCE SALES AND SERVICES. 2) RESIDENTIAL REAL ESTATE; YES INVESTMENT RELATED; 1363 BORDEAU ST. PLEASANTON, CA 94566; 2 RENTAL PROPERTIES; START DATE: 07/1984; APPROX 0 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; WIFE MANAGES ALL ASPECTS OF RENTAL BUSINESS. 3) STONERIDGE MARKETING GROUP; NOT INVESTMENT RELATED; 4725 FIRST STREET, SUITE 215, PLEASANTON, CA 94566; OWNER; PRESIDENT; START DATE: 01/01/2021; APPROX 0 HR/SMONTH; APPROX 0 HRS/MONTH DURING TRADING; ESTABLISH BUDGETS AND ALLOCATE FUNDS TO VARIOUS MARKETING PROGRAMS. 4) BUCK WEALTH STRATEGIES, LLC; INVESTMENT RELATED; 4725 FIRST ST. STE 215, PLEASANTON, CA 94566; FINANCIAL ADVISOR; 03/2025; 160HRS/MONTH, 160 DURING TRADING HOURS 5) E.A. BUCK INSURANCE DBA E.A. BUCK FINANCIAL SERVICES; INVESTMENT-RELATED; 55 MERCHANT STREET SUITE 2100, HONOLULU, HI 96813; INSURANCE AGENT; 03/2025; 160HRS/MONTH, 160 DURING TRADING HOURS
CRS (Client Relationship Summary) - RIA
Click below to view Mark Steven Arola's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 12, 2025 - Present
BUCK WEALTH STRATEGIES, LLC
Office #1: 4725 First St. Ste 215, Pleasanton, CA 94566RIA
CRD#: 322138
PLEASANTON, CA
Past
August 17, 2020 - June 13, 2025
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Pleasanton, CA
Past
April 17, 2019 - September 16, 2020
J. W. COLE ADVISORS, INC.
RIA
CRD#: 112294
PLEASANTON, CA
Past
January 7, 2016 - April 23, 2019
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
Pleasanton, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BW
BUCK WEALTH STRATEGIES, LLC
BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES
CRD#: 322138 / SEC#: 801-126075
RIA
Registered Investment Advisory firm - (7/12/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(3/12/2025)
Current Firm
BW
BUCK WEALTH STRATEGIES, LLC
BUCK WEALTH STRATEGIES, LLC | JOHN INGRAHAM, LLC | E. A. BUCK FINANCIAL SERVICES
CRD#: 322138 / SEC#: 801-126075
RIA
Registered Investment Advisory firm - (7/12/2022 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4600 S. Syracuse Street Suite 650, Denver, CO 80237
Mailing Address
Phone number
(888) 210-6567
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,982 |
| AUM (Assets Under Management) | $ 565,377,646 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/03/2024 | ||
| 01/26/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
