Alexandria Fisher

NETCAPITAL SECURITIES

BOSTON, MA 02111

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CRD#: 6600103

Professional summary

Alexandria Fisher, who also goes by Alexandria Fisher, is a registered financial professional currently at NETCAPITAL SECURITIES INC. located in Boston, Massachusetts.

Alexandria is registered as a RR (Registered Representative) and started their career in finance in 2019. Alexandria has worked at 8 firms and has passed the Series 63, Series 99TO, Series 3, Series 7TO, SIE, Series 28 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Alexandria Fisher

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alexandria Fisher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 27, 2024 - Present

NETCAPITAL SECURITIES INC.

Office #1: 1 Lincoln Street, Boston, MA 02111

CRD#: 329071

BOSTON, MA

Past

October 27, 2022 - July 25, 2023

CAPITAL SUISSE LLC

CRD#: 269924

SEATTLE, WA

Past

August 12, 2022 - July 25, 2023

SPARK CHANGE SECURITIES LLC

CRD#: 309292

SEATTLE, WA

Past

June 18, 2021 - September 3, 2021

DIGITAL BROKERAGE SERVICES LLC

CRD#: 308213

BOSTON, MA

Past

January 8, 2021 - September 3, 2021

FIDELITY PRIME FINANCING

CRD#: 299736

BOSTON, MA

Past

January 7, 2021 - September 3, 2021

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

BOSTON, MA

Past

January 6, 2021 - January 14, 2022

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

BOSTON, MA

Past

August 13, 2019 - September 3, 2021

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

BOSTON, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/13/2025)

Alaska
(1/10/2025)

Arizona
(4/22/2025)

Arkansas
(3/19/2025)

California
(3/7/2025)

Colorado
(2/27/2025)

Connecticut
(2/21/2025)

Delaware
(4/7/2025)

District of Columbia
(4/17/2025)

Florida
(4/22/2025)

Georgia
(5/15/2025)

Hawaii
(2/24/2025)

Idaho
(2/24/2025)

Illinois
(3/27/2025)

Indiana
(3/26/2025)

Iowa
(11/27/2024)

Kansas
(3/10/2025)

Kentucky
(2/21/2025)

Louisiana
(2/21/2025)

Maine
(2/21/2025)

Maryland
(2/24/2025)

Massachusetts
(2/20/2025)

Michigan
(11/27/2024)

Minnesota
(3/10/2025)

Mississippi
(1/30/2025)

Missouri
(2/6/2025)

Montana
(3/26/2025)

Nebraska
(2/6/2025)

Nevada
(2/24/2025)

New Hampshire
(4/14/2025)

New Jersey
(2/21/2025)

New Mexico
(1/8/2025)

New York
(2/21/2025)

North Carolina
(3/12/2025)

North Dakota
(1/28/2025)

Ohio
(4/3/2025)

Oklahoma
(3/12/2025)

Oregon
(4/1/2025)

Pennsylvania
(2/26/2025)

Puerto Rico
(3/21/2025)

Rhode Island
(2/21/2025)

South Carolina
(5/13/2025)

South Dakota
(3/7/2025)

Tennessee
(2/20/2025)

Texas
(3/7/2025)

Utah
(1/2/2025)

Vermont
(2/21/2025)

Virgin Islands
(3/21/2025)

Virginia
(2/20/2025)

Washington
(2/21/2025)

West Virginia
(2/21/2025)

Wisconsin
(2/21/2025)

Wyoming
(3/10/2025)

Exams

State Security Law Exam

Series 63

Date: 7/29/2022

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 3

Date: 2/25/2022

National Commodity Futures Examination

General Industry/Product Exam

Series 7TO

Date: 8/13/2019

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 6/6/2019

Securities Industry Essentials Examination

Principal/Supervisory Exam

Series 28

Date: 1/24/2023

Introducing Broker/Dealer Financial Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 10/28/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

NETCAPITAL SECURITIES INC.

CRD#: 329071 / SEC#: , 8-71228

Broker-Dealer Firm Regulated by FINRA (Boston district office)

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Contact information

Main Address

1 Lincoln Street, Boston, MA 02111

Mailing Address

1 Lincoln Street, Boston, MA 02111

Phone number

(508) 869-9486

Established

Delaware since 09/21/2023

Firm type

Corporation

Fiscal year end

April

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
NETCAPITAL INC.	PARENT COMPANY (100% DIRECT OWNER)
FISHER, ALEXANDRIA	PRESIDENT & CCO/AMLCO	6600103
KAY, MARTIN ROBERT	DIRECTOR	1995857
KRAYSLER, COREEN SARAH	DIRECTOR	2699785
WAGSTAFF, CONNER FRED III	FINANCIAL & OPERATIONS PRINCIPAL (FINOP)	1427591

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Alexandria Fisher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Alexandria Fisher's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAPITAL SUISSE LLC

SPARK CHANGE SECURITIES LLC

DIGITAL BROKERAGE SERVICES LLC

FIDELITY PRIME FINANCING

FIDELITY DISTRIBUTORS COMPANY LLC

NATIONAL FINANCIAL SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/29/2022

Series 99TO

Date: 1/2/2023

Series 3

Date: 2/25/2022

Series 7TO

Date: 8/13/2019

SIE

Date: 6/6/2019

Series 28

Date: 1/24/2023

Series 24

Date: 10/28/2019

FINRA

Current Firm

NETCAPITAL SECURITIES INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

NETCAPITAL SECURITIES INC.

TRUST BUT VERIFY

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