Alexandria Fisher
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alexandria Fisher, who also goes by Alexandria Fisher, was a registered financial professional .
Alexandria is a previously registered financial professional and started their career in finance in 2019. Alexandria had worked at 8 firms and has passed the Series 63, Series 99TO, Series 3, Series 7TO, SIE, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 27, 2024 - April 29, 2026
NETCAPITAL SECURITIES INC.
October 27, 2022 - July 25, 2023
CAPITAL SUISSE LLC
August 12, 2022 - July 25, 2023
SPARK CHANGE SECURITIES LLC
June 18, 2021 - September 3, 2021
DIGITAL BROKERAGE SERVICES LLC
January 8, 2021 - September 3, 2021
FIDELITY PRIME FINANCING
January 7, 2021 - September 3, 2021
FIDELITY DISTRIBUTORS COMPANY LLC
January 6, 2021 - January 14, 2022
NATIONAL FINANCIAL SERVICES LLC
August 13, 2019 - September 3, 2021
FIDELITY BROKERAGE SERVICES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 7TO
Date: 8/13/2019
General Securities Representative ExaminationSeries 28
Date: 1/24/2023
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
NETCAPITAL SECURITIES INC.
CRD#: 329071 / SEC#: , 8-71228
Contact information
FINRA licenses (53 States and Territories)
Red Flags
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