AB
Alan E. Becker
RSG INVESTMENTS LLC
Overland Park, KS 66212
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CRD#: 6599422
AB
Professional summary
Alan Eugene Becker is a registered financial advisor currently at RSG INVESTMENTS LLC located in Overland Park, Kansas.
Alan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Alan has worked at 3 firms and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Retirement Solutions Group (investment related)- Owner- 12/2010 6801 W 107th St. Overland Park, KS 66212. Annuity, Life and Medicare sales only. 2) RSG Holdings, LLC (investment related)- Owner- 8/2014, 6801 W. 107th St. Overland Park, KS 66212. Real Estate-Own/Hold/Improve Property, 0hrs/month. 3) RSG Investments (investment related)- Owner- 2/2013, 6801 W. 107th St. Overland Park, KS 66212. Financial Services/financial advice. 60hrs/month, 60hrs/trading. 4.) RSG Creative, Inc. (investment related) - Owner- 12/2020, 6801 W 107th St. Overland Park, KS 66212 Overland Park, KS 66212. 20 hrs/month, 20hrs/month/trading. 5.) BOOK POSITION: Owner/CEO/Investment Adviser Representative NATURE: Author of book. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2021 ADDRESS: 6801 W 107th St, Overland Park KS 66212, United States DESCRIPTION: Author and publisher.
CRS (Client Relationship Summary) - RIA
Click below to view Alan Eugene Becker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 3, 2022 - Present
RSG INVESTMENTS LLC
Office #1: 6801 W 107th St, Overland Park, KS 66212RIA
CRD#: 323527
Overland Park, KS
Past
January 4, 2017 - September 5, 2023
AE WEALTH MANAGEMENT, LLC
RIA
CRD#: 282580
Overland Park, KS
Past
January 8, 2016 - January 9, 2017
GLOBAL FINANCIAL PRIVATE CAPITAL, INC.
RIA
CRD#: 132070
Overland Park, KS
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RI
RSG INVESTMENTS LLC
RSG INVESTMENTS LLC
CRD#: 323527 / SEC#: 801-132178
RIA
Registered Investment Advisory firm - (3/13/2025 Approved)Florida
Registered Investment Advisory firm - (3/28/2025 Terminated)Kansas
Registered Investment Advisory firm - (3/28/2025 Terminated)Missouri
Registered Investment Advisory firm - (9/25/2025 Terminated)Texas
Registered Investment Advisory firm - (9/25/2025 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Kansas(1/11/2023)
Current Firm
RI
RSG INVESTMENTS LLC
RSG INVESTMENTS LLC
CRD#: 323527 / SEC#: 801-132178
RIA
Registered Investment Advisory firm - (3/13/2025 Approved)Florida
Registered Investment Advisory firm - (3/28/2025 Terminated)Kansas
Registered Investment Advisory firm - (3/28/2025 Terminated)Missouri
Registered Investment Advisory firm - (9/25/2025 Terminated)Texas
Registered Investment Advisory firm - (9/25/2025 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
6801 W 107th St, Overland Park, KS 66212
Mailing Address
Phone number
(913) 685-9422
Established
Firm type
Fiscal year end
# of Employees
19
SEC notice filing (1 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,055 |
| AUM (Assets Under Management) | $ 116,445,985 |
Red Flags
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