Abraham Y. Bergman
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Abraham Yehuda Bergman, who also goes by Abraham Bergman, was a registered financial professional .
Abraham is a previously registered financial professional and started their career in finance in 2016. Abraham had worked at 3 firms and has passed the Series 63, SIE and Series 82 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 11, 2024 - May 7, 2025
OLD CITY SECURITIES LLC
September 14, 2022 - December 26, 2023
PICKWICK CAPITAL PARTNERS, LLC
March 21, 2016 - September 19, 2022
PALLADIUM CAPITAL GROUP, LLC
State Registrations and Notice Filings
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Exams
Current Firm
OLD CITY SECURITIES LLC
CRD#: 171910 / SEC#: , 8-69488
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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