CG
Claudette A. Grant
BLACKROCK INVESTMENT MANAGEMENT
CHICAGO, IL 60606
Some features on this profile are disabled
CRD#: 6599186
CG
Professional summary
Claudette Abigail Grant, who also goes by Claudette Abigail Grant, is a registered financial advisor currently at BLACKROCK INVESTMENT MANAGEMENT, LLC located in Chicago, Illinois and BLACKROCK INVESTMENTS, LLC located in Chicago, Illinois.
Claudette is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Claudette has worked at 4 firms and has passed the Series 63, Series 65, Series 7TO, SIE, Series 82 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Claudette Abigail Grant
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) -- Role/Title: Member on the Board of Directors; Entity Name: Forest Preserve Foundation of Cook County; Description: 4 hours/month; A foundation that supports the parks and forest preserves within Cook County IL; I am a member of the Board of Directors for the Foundation and I also serve on the Finance Committee. Start Date: 09/01/2020 (2) -- "Association of Investment Management Sales Executives Inc.; I was nominated as Vice President of the AIMSE Board of Directors; AIMSE's mission is to provide a worldwide forum for sales and marketing professionals in the investment management industry. We emphasize education, improving skills, and enabling members to adapt to the changing needs of the marketplace. AIMSE fosters high ethical and professional standards regarding the representation of investment strategies and services and actively promotes diversity and inclusion throughout the investment management industry.; Board Member / Director; 6 hrs/month; Start Date:06-01-2025"
CRS (Client Relationship Summary) - RIA
Click below to view Claudette Abigail Grant's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 6, 2022 - Present
BLACKROCK INVESTMENT MANAGEMENT, LLC
Office #1: 227 W. Monroe Street, Chicago, IL 60606RIA
CRD#: 108928
CHICAGO, IL
Current
April 6, 2022 - Present
BLACKROCK INVESTMENTS, LLC
Office #1: 227 W. Monroe Street Suite 4300, Chicago, IL 60606BD
CRD#: 38642
CHICAGO, IL
Past
December 21, 2017 - February 15, 2022
CAPITAL CLIENT GROUP, INC.
BD
CRD#: 6247
LOS ANGELES, CA
Past
December 1, 2017 - February 15, 2022
CAPITAL CLIENT GROUP, INC.
RIA
CRD#: 6247
LOS ANGELES, CA
Past
January 8, 2016 - November 17, 2017
RPK CAPITAL MANAGEMENT
RIA
CRD#: 173382
CHICAGO, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/6/2022)
RR
Alaska(4/6/2022)
RR
Arizona(4/6/2022)
RR
Arkansas(4/6/2022)
RR
California(4/6/2022)
RR
Colorado(4/6/2022)
RR
Connecticut(4/6/2022)
RR
Delaware(4/6/2022)
RR
District of Columbia(4/6/2022)
RR
Florida(4/6/2022)
RR
Georgia(4/6/2022)
RR
Hawaii(4/6/2022)
RR
Idaho(4/6/2022)
RR
Illinois(4/6/2022)
IAR
Illinois(4/12/2022)
RR
Indiana(4/6/2022)
RR
Iowa(4/6/2022)
RR
Kansas(4/6/2022)
RR
Kentucky(4/6/2022)
RR
Louisiana(4/6/2022)
RR
Maine(4/6/2022)
RR
Maryland(4/6/2022)
RR
Massachusetts(4/6/2022)
RR
Michigan(4/6/2022)
RR
Minnesota(4/6/2022)
RR
Mississippi(4/6/2022)
RR
Missouri(4/6/2022)
RR
Montana(4/6/2022)
RR
Nebraska(4/6/2022)
RR
Nevada(4/6/2022)
RR
New Hampshire(4/6/2022)
RR
New Jersey(4/6/2022)
IAR
New Jersey(4/6/2022)
RR
New Mexico(4/6/2022)
RR
New York(4/6/2022)
RR
North Carolina(4/6/2022)
RR
North Dakota(4/6/2022)
RR
Ohio(4/6/2022)
RR
Oklahoma(4/6/2022)
RR
Oregon(4/6/2022)
RR
Pennsylvania(4/6/2022)
RR
Puerto Rico(4/6/2022)
RR
Rhode Island(4/6/2022)
RR
South Carolina(4/6/2022)
RR
South Dakota(4/6/2022)
RR
Tennessee(10/5/2023)
RR
Texas(4/6/2022)
RR
Utah(4/6/2022)
RR
Vermont(4/6/2022)
RR
Virgin Islands(4/6/2022)
RR
Virginia(4/6/2022)
RR
Washington(4/6/2022)
RR
West Virginia(4/6/2022)
RR
Wisconsin(4/6/2022)
RR
Wyoming(4/6/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/19/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BLACKROCK INVESTMENT MANAGEMENT, LLC
BLACKROCK INVESTMENT MANAGEMENT LLC | QA ADVISERS LLC | MERRILL LYNCH QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-QUANTITATIVE ADVISERS | MERRILL LYNCH INVESTMENT MANAGERS-ALTERNATIVE STRATEGIES | MERRILL LYNCH INVESTMENT MANAGERS, LLC | MERRILL LYNCH INVESTMENT MANAGERS - FIXED INCOME | MERRILL LYNCH GLOBAL SECURITIES FINANCING | BLACKROCK INVESTMENT MANAGEMENT, LLC
CRD#: 108928 / SEC#: 801-56972
RIA
Registered Investment Advisory firm - (11/9/1999 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1 University Square Drive, Princeton, NJ 08540
Mailing Address
Phone number
(609) 282-2000
Established
Firm type
Fiscal year end
# of Employees
1,457
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 48,659 |
| AUM (Assets Under Management) | $ 508,159,772,327 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/28/2025 | ||
| 10/24/2024 | ||
| 01/26/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
