Stacy B. Gary
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stacy Blair Gary was a registered financial professional .
Stacy is a previously registered financial professional and started their career in finance in 2016. Stacy had worked at 4 firms and has passed the Series 65 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 20, 2022 - December 16, 2024
D STREET FINANCIAL
November 18, 2019 - July 12, 2021
MUTUAL TRUST ADVISORY GROUP
July 20, 2017 - March 27, 2019
ALUMAN
January 6, 2016 - June 1, 2016
FORUM FINANCIAL MANAGEMENT, LP
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Current Firm
D STREET FINANCIAL
CRD#: 318896 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.