BC
Britain A. Coldren
ALLIANZ LIFE FINANCIAL SERVICES
Minneapolis, MN 55416
Some features on this profile are disabled
CRD#: 6599143
BC
Professional summary
Britain A Coldren, who also goes by Britain A Coldren, is a registered financial professional currently at ALLIANZ LIFE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota.
Britain is registered as a RR (Registered Representative) and started their career in finance in 2016. Britain has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Britain A Coldren
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Name: OPOC.us / DBA Position: Sales - Nature: Employee benefits such as group health and ancillary insurance. - Investment Related: No - Hours: 20 - Securities Trading Hours: 20 Start Date: 09/06/2016 - Address: 300 West Wilson Bridge Rd Suite 300, Worthington OH 43085, United States 2. Name: CentricHC Position: Employee - Nature: Payroll and HR Benefits - Investment Related: No Hours: 0 - Securities Trading Hours: 0 - Start Date: 09/06/2016 - Address: 300 West Wilson Bridge Rd Suite 300, Worthington OH 43085, United States 3. Name: MWD Consulting Position: Employee of Centric - Nature: Benefits for Centric Employees Investment Related: No - Hours: 0 - Securities Trading Hours: 0 - Start Date: 09/06/2016 - Address: 300 West Wilson Bridge Rd Suite 300, Worthington OH 43085, United States 4.Name: AccelWELL Position: Sales - Nature: Wellness benefits affiliated with OPOC.us Investment Related: No - Hours: 0 - Securities Trading Hours: 0 - Start Date: 09/06/2016 - Address: 300 West Wilson Bridge Rd Suite 300, Worthington OH 43085, United States SECURITIES AMERICA ADVISORS POSITION: sales NATURE: Advisory business INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 08/06/2018 ADDRESS: 300 West Wilson Bridge Road, Suite 300, Worthington OH 43085, United States DESCRIPTION: advisory business
CRS (Client Relationship Summary) - BD
Click below to view Britain A Coldren's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 18, 2023 - Present
ALLIANZ LIFE FINANCIAL SERVICES, LLC
Office #1: 5701 Golden Hills Drive, Minneapolis, MN 55416BD
CRD#: 612
Minneapolis, MN
Past
August 7, 2018 - May 15, 2023
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
WORTHINGTON, OH
Past
December 18, 2017 - May 15, 2023
SECURITIES AMERICA, INC.
BD
CRD#: 10205
WORTHINGTON, OH
Past
June 17, 2016 - December 18, 2017
INVEST FINANCIAL CORPORATION
RIA
CRD#: 12984
WORTHINGTON, OH
Past
June 17, 2016 - December 18, 2017
INVEST FINANCIAL CORPORATION
BD
CRD#: 12984
WORTHINGTON, OH
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(6/27/2023)
RR
Florida(3/3/2025)
RR
Kentucky(6/27/2023)
RR
Ohio(5/18/2023)
RR
West Virginia(6/27/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AL
ALLIANZ LIFE FINANCIAL SERVICES, LLC
ALLIANZ LIFE FINANCIAL SERVICES, LLC | USALLIANZ INVESTOR SERVICES, LLC | NALAC FINANCIAL PLANS, LLC | NALAC FINANCIAL PLANS, INC.
CRD#: 612 / SEC#: , 8-13630
BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
5701 Golden Hills Drive, Minneapolis, MN 55416-1297
Mailing Address
P O Box 1117, Minneapolis, MN 55440-1117
Phone number
(763) 765-6500
Established
Minnesota since 11/20/1996
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLIANZ LIFE INSURANCE COMPANY OF NORTH AMERICA | OWNER | |
| DIAN, MATTHEW CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2246088 |
| GAUMOND, WILLIAM EDWARD | DIRECTOR | 5294073 |
| HELMEN, JOHN CURTIS | ASSISTANT VICE PRESIDENT, DISTRIBUTION NATIONAL ACCOUNTS | 4988276 |
| LORD-KRAHN, KRISTINE MARIE | CHIEF LEGAL OFFICER | 4241291 |
| THOMES, ERIC JON | CHIEF EXECUTIVE OFFICER | 4645308 |
| WALTHER, COREY JAY | PRESIDENT | 2398952 |
| WYSOCKI, REBECCA | PRINCIPAL FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | CHIEF FINANCIAL OFFICER | 6558204 |
| WYSOCKI, REBECCA | PRINCIPAL OPERATIONS OFFICER | 6558204 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
