TR
Timothy A. Rea
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CRD#: 6599092
TR
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Andrew Rea was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 2016. Timothy had worked at 1 firm and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
GMRA Forum Treasure Island, FL Start date: 4/30/2017 Chairman of Board Finance/Insurance Hours per week: 0 Hours during trading: 0 Run board meetings Coleman Research Type of business: Research consulting Raleigh, NC Start date: 7/4/2017 Consultant Hours per week: 1 Hours during trading: 0 Independent consultant on CPG, food service and office supply industries. Gerson Lehrman Group Type of business: Information services New York, NY Start date: 9/6/2016 Independent Consultant Hours per week: 1 Hours during trading: 0 Marketing consultant/expert - participate in approximately 1-2 one-hour calls a year focused on marketing questions in the consumer packaged goods, foodservice and office supply industries. ReaFam Properties LLC Type of business: Rental Properties St. Louis, MO Start date: 11/26/2013 Director Hours per week: 1 Hours during trading: 0 Payment of Invoices for Rental Expenses and consulting Third Bridge Type of business: Information services New York, NY Start date: 10/4/2016 Independent Consultant Hours per week: 1 Hours during trading: 0 Independent consultant on CPG, food service and office supply industries. University of South Florida - Muma College of Business Tampa, FL Start date: 5/1/2018 Advisory Board - Digital Marketing Hours per week: 0 Hours during trading: 0 Advisory Board member on Digital Marketing Certificate program
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
July 26, 2016 - July 2, 2025
EDWARD JONES
RIA
CRD#: 250
ST. LOUIS, MO
Past
April 26, 2016 - July 2, 2025
EDWARD JONES
BD
CRD#: 250
ST. LOUIS, MO
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
EDWARD JONES
EDWARD D. JONES & CO., L.P. | EDWARD JONES GENERATIONS | EDWARD JONES
CRD#: 250 / SEC#: 801-3297, 8-759
RIA
Registered Investment Advisory firm - SEC (10/24/1963 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
EDWARD JONES
EDWARD D. JONES & CO., L.P. | EDWARD JONES GENERATIONS | EDWARD JONES
CRD#: 250 / SEC#: 801-3297, 8-759
RIA
Registered Investment Advisory firm - SEC (10/24/1963 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
12555 Manchester Road, St. Louis, MO 63131
Mailing Address
12555 Manchester Road, St. Louis, MO 63131-3710
Phone number
(314) 515-2000
Established
Missouri since 02/20/1941
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Large
# of Employees
29,003
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE JONES FINANCIAL COMPANIES, L.L.L.P. | LIMITED PARTNER | |
| CHUBAK, DAVID | HEAD OF WEALTH MANAGEMENT & FIELD MANAGEMENT | 3254042 |
| EDJ HOLDING COMPANY, INC. | GENERAL PARTNER | |
| GREGO, JENNIFER A | CHIEF COMPLIANCE OFFICER - BROKER/DEALER | 4928947 |
| GUMBS, KEIR DEVON | CHIEF LEGAL OFFICER | 7815615 |
| GUNN, DAVID ALEXANDER | HEAD OF U.S. BUSINESS UNIT | 6150579 |
| JOHNSON, KRISTIN MICHELE | CHIEF OPERATING OFFICER | 2662524 |
| KLOCKE, JOSEPH LAWRENCE | CO-HEAD OF SUPERVISION | 2792068 |
| MIEDLER, ANDREW TIMOTHY | CHIEF FINANCIAL OFFICER | 4620055 |
| O'HANLON, ELIZABETH E | CHIEF COMPLIANCE OFFICER - INVESTMENT ADVISOR | 5834716 |
| PENNINGTON, PENELOPE | CHIEF EXECUTIVE OFFICER | 4037237 |
| PURDY, TODD JUDSON | HEAD OF OPERATIONS | 5623190 |
| WHALLEY, CASEY JOHN | CO-HEAD OF SUPERVISION | 4305865 |
Regulatory assets under management
| Total Number of Accounts | 5,086,856 |
| AUM (Assets Under Management) | $ 824,988,034,503 |
Disclosures
| Regulatory Event | 149 |
| Civil Event | 2 |
| Arbitration | 150 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/25/2025 | ||
| 10/24/2024 | ||
| 09/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
