Thomas P. Pratt

COLLABORATIVE WEALTH

Orlando, FL 32827

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CRD#: 6599076

Professional summary

Thomas Parker Pratt is a registered financial advisor currently at COLLABORATIVE WEALTH located in Orlando, Florida and LPL FINANCIAL LLC located in Orlando, Florida.

Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Thomas has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Parker Pratt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 23, 2017 - Present

COLLABORATIVE WEALTH

Office #1: 6900 Tavistock Lakes Blvd Ste 400, Orlando, FL 32827

RIA

CRD#: 142106

Orlando, FL

Current

March 17, 2017 - Present

LPL FINANCIAL LLC

Office #1: 6900 Tavistock Lakes Blvd #400, Orlando, FL 32827

RIA

CRD#: 6413

Orlando, FL

Past

April 12, 2016 - January 12, 2017

SECURIAN FINANCIAL SERVICES, INC.

RIA

CRD#: 15296

ORLANDO, FL

Past

March 10, 2016 - January 12, 2017

SECURIAN FINANCIAL SERVICES, INC.

CRD#: 15296

ORLANDO, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COLLABORATIVE WEALTH

CRD#: 142106 / SEC#: 801-80100

RIA

Registered Investment Advisory firm - (8/6/2014 Approved)

Indiana

Registered Investment Advisory firm - (12/23/2008 Terminated)

Texas

Registered Investment Advisory firm - (8/7/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/7/2026)

Florida
(3/21/2017)

IAR

Florida
(3/23/2017)

New York
(10/29/2025)

South Carolina
(5/5/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/2/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/10/2016

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

COLLABORATIVE WEALTH

CRD#: 142106 / SEC#: 801-80100

RIA

Registered Investment Advisory firm - (8/6/2014 Approved)

Indiana

Registered Investment Advisory firm - (12/23/2008 Terminated)

Texas

Registered Investment Advisory firm - (8/7/2014 Terminated)

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Contact information

Main Address

972 International Parkway, Lake Mary, FL 32746

Mailing Address

Phone number

(407) 792-3336

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

COLLABORATIVE WEALTH ADV PART 2A (1/29/2025)

Regulatory assets under management

Total Number of Accounts	1,810
AUM (Assets Under Management)	$ 564,031,327

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Thomas P. Pratt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Thomas Parker Pratt's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

SECURIAN FINANCIAL SERVICES, INC.

SECURIAN FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

COLLABORATIVE WEALTH

State Registrations and Notice Filings

Exams

Series 66

Date: 4/2/2016

SIE

Date: 10/1/2018

Series 7

Date: 3/10/2016

FINRA

Current Firm

COLLABORATIVE WEALTH

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COLLABORATIVE WEALTH

TRUST BUT VERIFY

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