TP
Thomas P. Pratt
COLLABORATIVE WEALTH
Orlando, FL 32827
Some features on this profile are disabled
CRD#: 6599076
TP
Professional summary
Thomas Parker Pratt is a registered financial advisor currently at COLLABORATIVE WEALTH located in Orlando, Florida and LPL FINANCIAL LLC located in Orlando, Florida.
Thomas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Thomas has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)03/16/17- COLLABORATIVE WEALTH- DBA for LPL Business (entity for LPL business)- Inv. Related- Orlando, FL- Start Date: 2/2/2016 - 160 Hrs/Mth - 8 Hrs During Trading -100% 2)03/16/17- DIAMOND P RANCH - FARM - Non-Inv. Related - Kissimmee, FL- start date 08/12/1994 - 10 Hrs/Mth - 0 Hrs During Trading -10%. (3)03/23/2017 -COLLABORATIVE WEALTH: DBA (Hybrid) Collaborative Wealth -Investment related - At reported location(s) - Registered Investment Advisor Hybrid - start 2/27/2017 - Hours per Month 160/ Hours during securities trading 8 - Time spent percent 100% - I provide investment advisory services through COLLABORATIVE WEALTH an independent investment advisor firm. I started this business activity on 3/23/2017. I expect to spend approximately 160 hours/month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. (4) 4/27/2017 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Started 03/22/2017 - 20 Hours Per Month During Securities Trading - Fixed insurance. (5) 6/10/2019 - Collaborative Wealth Lake Nona - Investment Related: Yes - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 03/22/2019 - 50 Hours Per Month/40 Hours During Securities Trading. 6) 08/01/2025 - Zoetis - Not Investment Related - Outside/W-2 Employment - Parsippany, NJ - Start Date:09/01/2025 - 160 Hrs/Mth - 8 Hrs During Trading.
CRS (Client Relationship Summary) - RIA
Click below to view Thomas Parker Pratt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 23, 2017 - Present
COLLABORATIVE WEALTH
Office #1: 6900 Tavistock Lakes Blvd Ste 400, Orlando, FL 32827RIA
CRD#: 142106
Orlando, FL
Current
March 17, 2017 - Present
LPL FINANCIAL LLC
Office #1: 6900 Tavistock Lakes Blvd #400, Orlando, FL 32827RIA
BD
CRD#: 6413
Orlando, FL
Past
April 12, 2016 - January 12, 2017
SECURIAN FINANCIAL SERVICES, INC.
RIA
CRD#: 15296
ORLANDO, FL
Past
March 10, 2016 - January 12, 2017
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ORLANDO, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CW
COLLABORATIVE WEALTH
COLLABORATIVE WEALTH | GARRISON WEALTH MANAGEMENT | FALCON FINANCIAL MANAGEMENT | COLLABORATIVEWEALTH TREASURE COAST | COLLABORATIVEWEALTH LAKE NONA | COLLABORATIVEWEALTH GAINESVILLE | COLLABORATIVE WEALTH MANAGEMENT, INC.
CRD#: 142106 / SEC#: 801-80100
RIA
Registered Investment Advisory firm - (8/6/2014 Approved)Indiana
Registered Investment Advisory firm - (12/23/2008 Terminated)Texas
Registered Investment Advisory firm - (8/7/2014 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(3/21/2017)
IAR
Florida(3/23/2017)
RR
New York(10/29/2025)
RR
South Carolina(5/5/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CW
COLLABORATIVE WEALTH
COLLABORATIVE WEALTH | GARRISON WEALTH MANAGEMENT | FALCON FINANCIAL MANAGEMENT | COLLABORATIVEWEALTH TREASURE COAST | COLLABORATIVEWEALTH LAKE NONA | COLLABORATIVEWEALTH GAINESVILLE | COLLABORATIVE WEALTH MANAGEMENT, INC.
CRD#: 142106 / SEC#: 801-80100
RIA
Registered Investment Advisory firm - (8/6/2014 Approved)Indiana
Registered Investment Advisory firm - (12/23/2008 Terminated)Texas
Registered Investment Advisory firm - (8/7/2014 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
972 International Parkway, Lake Mary, FL 32746
Mailing Address
Phone number
(407) 792-3336
Established
Firm type
Fiscal year end
# of Employees
13
SEC notice filing (11 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,810 |
| AUM (Assets Under Management) | $ 564,031,327 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
