Fengliang Wu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fengliang Wu, who also goes by Aaron Wu, was a registered financial professional .
Fengliang is a previously registered financial professional and started their career in finance in 2016. Fengliang had worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 5, 2016 - April 24, 2017
DEER ISLE FINANCIAL, LLC
February 2, 2016 - April 24, 2017
DEER ISLE CAPITAL, LLC
State Registrations and Notice Filings
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Exams
Current Firm
DEER ISLE FINANCIAL, LLC
CRD#: 165320 / SEC#: 801-106502
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
