William R Purdy
CFP®Professional Summary
William R Purdy, CFP® is a registered financial advisor currently at VENTURA WEALTH MANAGEMENT located in Yardley, Pennsylvania. William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. William has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
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Disclosures on record.
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Credentials
Years of Experience
10 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
NVWM LLC | VENTURA WEALTH MANAGEMENT
Contact Information
Main Address
820 Township Line Road Suite 100, Yardley, PA 19067Phone Number
(866) 899-0068# of Employees
12SEC notice filing (14 States and Territories)
Registered to provide investment advisory services in 14 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,783AUM (Assets Under Management)
$713,465,274Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
NVWM LLC | VENTURA WEALTH MANAGEMENT
State Registrations and Notice Filings
(1/25/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view William R Purdy's CRS (Customer Relationship Summary).
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