William R. Purdy

VENTURA WEALTH MANAGEMENT

Yardley, PA 19067

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CRD#: 6598992

Professional summary

William R Purdy, CFP® is a registered financial advisor currently at VENTURA WEALTH MANAGEMENT located in Yardley, Pennsylvania.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. William has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

American Portfolio (FINRA Member Broker/dealer) Registered representative 1-2 hours a week

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William R Purdy's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

January 25, 2017 - Present

VENTURA WEALTH MANAGEMENT

Office #1: 820 Township Line Road Suite 100, Yardley, PA 19067

RIA

CRD#: 152301

Yardley, PA

Past

October 11, 2024 - April 2, 2025

OSAIC WEALTH, INC.

CRD#: 23131

Yardley, PA

Past

October 19, 2016 - October 11, 2024

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

CRD#: 18487

Yardley, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VENTURA WEALTH MANAGEMENT

NVWM LLC | VENTURA WEALTH MANAGEMENT

CRD#: 152301 / SEC#: 801-70883

RIA

Registered Investment Advisory firm - (1/4/2010 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(1/25/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/6/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/19/2016

General Securities Representative Examination

Current Firm

VENTURA WEALTH MANAGEMENT

NVWM LLC | VENTURA WEALTH MANAGEMENT

CRD#: 152301 / SEC#: 801-70883

RIA

Registered Investment Advisory firm - (1/4/2010 Approved)

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Contact information

Main Address

820 Township Line Road Suite 100, Yardley, PA 19067

Mailing Address

Phone number

(866) 899-0068

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (14 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BROCHURE (3/26/2025)

Regulatory assets under management

Total Number of Accounts	1,512
AUM (Assets Under Management)	$ 599,560,756

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William R. Purdy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William R Purdy's CRS (Customer Relationship Summary).

Certified licenses

Experience

VENTURA WEALTH MANAGEMENT

OSAIC WEALTH, INC.

AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

VENTURA WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 6/6/2016

SIE

Date: 10/1/2018

Series 7

Date: 10/19/2016

Current Firm

VENTURA WEALTH MANAGEMENT

Contact information

SEC notice filing (14 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VENTURA WEALTH MANAGEMENT

TRUST BUT VERIFY

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