Clarence L. Carroll

ATTAINABLE WEALTH LLC

Enterprise, AL 36330

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CRD#: 6598666

Professional summary

Clarence L. Carroll III, who also goes by Clarence Carroll, is a registered financial advisor currently at ATTAINABLE WEALTH LLC located in Enterprise, Alabama.

Clarence is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Clarence has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Clarence Carroll

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clarence L. Carroll III's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 5, 2018 - Present

ATTAINABLE WEALTH LLC

Office #1: 128 S Main St., Enterprise, AL 36330

RIA

CRD#: 296760

Enterprise, AL

Past

January 6, 2016 - April 2, 2018

GERMAN WEALTH

RIA

CRD#: 172493

GRAND FORKS, ND

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Alabama
(3/8/2021)

IAR

Minnesota
(1/29/2020)

IAR

North Dakota
(6/5/2018)

IAR

Texas
(4/28/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/15/2015

Uniform Investment Adviser Law Examination

Current Firm

ATTAINABLE WEALTH LLC

CRD#: 296760 / SEC#:

Alabama

Registered Investment Advisory firm - (3/8/2021 Approved)

Minnesota

Registered Investment Advisory firm - (1/29/2020 Approved)

North Dakota

Registered Investment Advisory firm - (6/4/2018 Approved)

Texas

Registered Investment Advisory firm - (4/28/2022 Conditional Restricted)

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Contact information

Main Address

128 S Main St., Enterprise, AL 36330

Mailing Address

Phone number

(334) 464-0201

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Clarence L. Carroll

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clarence L. Carroll III's CRS (Customer Relationship Summary).

Certified licenses

Experience

ATTAINABLE WEALTH LLC

GERMAN WEALTH

State Registrations and Notice Filings

Exams

Series 65

Date: 6/15/2015

Current Firm

ATTAINABLE WEALTH LLC

Contact information

Documents

Red Flags

Company Information

ATTAINABLE WEALTH LLC

TRUST BUT VERIFY

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