Michael A. Torres
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Aaron Torres was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2016. Michael had worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 13, 2017 - April 1, 2021
INDEPENDENCE WEALTH GROUP
July 19, 2016 - October 30, 2017
SIGNATOR INVESTORS, INC.
April 20, 2016 - October 30, 2017
SIGNATOR INVESTORS, INC.
State Registrations and Notice Filings
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Exams
Current Firm
INDEPENDENCE WEALTH GROUP
CRD#: 170897 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 52 |
| AUM (Assets Under Management) | $ 4,100,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
