Kyle Thompson

LEETOWN ADVISORS

Ankeny, IA

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CRD#: 6598283

Professional summary

Kyle Thompson is a registered financial advisor currently at LEETOWN ADVISORS located in Ankeny, Iowa.

Kyle is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Kyle has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

01/2012-PRESENT,KT CONSTRICTORS,AMES, IA, NOT INVESTMENT RELATED, 30 HRS/MO, 0 SECURITY TRADING HRS

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle Thompson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 28, 2017 - Present

LEETOWN ADVISORS

RIA

CRD#: 289361

Ankeny, IA

Past

January 30, 2017 - July 5, 2017

WADDELL & REED

RIA

CRD#: 866

W. DES MOINES, IA

Past

January 18, 2017 - July 5, 2017

WADDELL & REED

CRD#: 866

W. DES MOINES, IA

Past

November 7, 2016 - November 29, 2016

PARK AVENUE SECURITIES LLC

CRD#: 46173

CLIVE, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Iowa
(8/28/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/30/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/21/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 7/5/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/19/2017

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/7/2016

Investment Company Products/Variable Contracts Representative Examination

Current Firm

LEETOWN ADVISORS

LEETOWN ADVISORS | LEETOWN ADVISORS LLC

CRD#: 289361 / SEC#:

Iowa

Registered Investment Advisory firm - (8/28/2017 Approved)

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Contact information

Main Address

Ankeny, IA

Mailing Address

Phone number

(515) 240-1222

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	130
AUM (Assets Under Management)	$ 9,809,857

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kyle Thompson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kyle Thompson's CRS (Customer Relationship Summary).

Certified licenses

Experience

LEETOWN ADVISORS

WADDELL & REED

WADDELL & REED

PARK AVENUE SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/30/2017

Series 63

Date: 11/21/2016

SIE

Date: 7/5/2017

Series 7

Date: 1/19/2017

Series 6

Date: 11/7/2016

Current Firm

LEETOWN ADVISORS

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

LEETOWN ADVISORS

TRUST BUT VERIFY

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