Arrash B. Zare

CHATTERTON & ASSOCIATES

Anaheim, CA 92806

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CRD#: 6597940

Professional summary

Arrash Bruce Zare, CFP®, ChFC® is a registered financial advisor currently at CHATTERTON & ASSOCIATES located in Anaheim, California and OSAIC WEALTH, INC. located in Anaheim, California.

Arrash is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Arrash has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Osaic Wealth POSITION: Registered Representative and Insurance Agent NATURE: Selling Securities and Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 15 SECURITIES TRADING HOURS: 0 2. CHATTERTON AND ASSOCIATES POSITION: Financial Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 05/31/2022 ADDRESS: 3061 East La Palma Ave, Anaheim CA 92806, United States DESCRIPTION: I am a financial advisor

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arrash Bruce Zare's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

ChFC^®

Chartered Financial Consultant

Experience

Current

February 3, 2025 - Present

CHATTERTON & ASSOCIATES

Office #1: 3061 E. La Palma Ave., Anaheim, CA 92806

RIA

CRD#: 132295

Anaheim, CA

Current

June 3, 2022 - Present

OSAIC WEALTH, INC.

Office #1: 3061 E La Palma Ave., Anaheim, CA 92806

RIA

CRD#: 23131

Anaheim, CA

Past

June 3, 2022 - December 31, 2024

CHATTERTON & ASSOCIATES

RIA

CRD#: 132295

ANAHEIM, CA

Past

July 21, 2021 - June 6, 2022

LPL FINANCIAL LLC

RIA

CRD#: 6413

IRVINE, CA

Past

July 21, 2021 - June 6, 2022

LPL FINANCIAL LLC

CRD#: 6413

IRVINE, CA

Past

June 1, 2018 - July 21, 2021

WADDELL & REED

RIA

CRD#: 866

IRVINE, CA

Past

June 1, 2018 - July 21, 2021

WADDELL & REED

CRD#: 866

IRVINE, CA

Past

January 26, 2018 - June 4, 2018

FORESTERS ADVISORY SERVICES, LLC

RIA

CRD#: 164663

Monrovia, CA

Past

May 6, 2016 - June 4, 2018

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

MONROVIA, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CHATTERTON & ASSOCIATES

CHATTERTON & ASSOCIATES | CHATTERTON & ASSOCIATES, WEALTH MANAGEMENT TEAM | CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.

CRD#: 132295 / SEC#: 801-63394

RIA

Registered Investment Advisory firm - (8/6/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/26/2022)

IAR

Arizona
(2/21/2025)

Arkansas
(5/15/2023)

California
(6/3/2022)

IAR

California
(2/3/2025)

Colorado
(9/26/2022)

Florida
(3/15/2023)

IAR

Florida
(5/14/2025)

Idaho
(6/3/2022)

IAR

Idaho
(2/3/2025)

Minnesota
(9/26/2022)

IAR

Nevada
(2/3/2025)

New York
(5/3/2024)

IAR

Oregon
(2/3/2025)

Texas
(11/2/2022)

IAR

Texas
(2/3/2025)

Utah
(5/21/2024)

IAR

Utah
(2/4/2025)

IAR

Virginia
(2/3/2025)

IAR

Washington
(2/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/16/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/20/2016

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/26/2018

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/6/2016

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CHATTERTON & ASSOCIATES

CHATTERTON & ASSOCIATES | CHATTERTON & ASSOCIATES, WEALTH MANAGEMENT TEAM | CHATTERTON & ASSOCIATES, THE WEALTH MANAGEMENT TEAM, INC.

CRD#: 132295 / SEC#: 801-63394

RIA

Registered Investment Advisory firm - (8/6/2004 Approved)

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Contact information

Main Address

3061 E. La Palma Ave., Anaheim, CA 92806

Mailing Address

Phone number

(714) 572-2050

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CHATTERTON FORM ADV PART 2A 03192025 (3/19/2025)

Regulatory assets under management

Total Number of Accounts	2,771
AUM (Assets Under Management)	$ 1,173,254,073

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Arrash B. Zare

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Arrash Bruce Zare's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

CHATTERTON & ASSOCIATES

LPL FINANCIAL LLC

LPL FINANCIAL LLC

WADDELL & REED

WADDELL & REED

FORESTERS ADVISORY SERVICES, LLC

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

CHATTERTON & ASSOCIATES

State Registrations and Notice Filings

Exams

Series 65

Date: 1/16/2018

Series 63

Date: 5/20/2016

SIE

Date: 10/1/2018

Series 7

Date: 3/26/2018

Series 6

Date: 5/6/2016

FINRA

Current Firm

CHATTERTON & ASSOCIATES

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CHATTERTON & ASSOCIATES

TRUST BUT VERIFY

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