Carly M. Jeavons

ROOT FINANCIAL PARTNERS

Santa Monica, CA

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CRD#: 6597513

Professional summary

Carly Marie Jeavons, CFP®, who also goes by Carly Marie Jeavons, Carly Marie Shafik, is a registered financial advisor currently at ROOT FINANCIAL PARTNERS located in Santa Monica, California.

Carly is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Carly has worked at 7 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Carly Marie Jeavons | Carly Marie Shafik

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1)Name of Business: Crux Wealth Advisors Address: 3444 E Anaheim St, Long Beach, CA, 90804, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 07/07/2021 Hours per month devoted to this business: 41-80 Hours per month devoted to this business during trading hours: 21-40 Description of duties: Financial advisor (client service, financial planning, administrative responsibilities)

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carly Marie Jeavons's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

November 16, 2023 - Present

ROOT FINANCIAL PARTNERS

RIA

CRD#: 290289

Santa Monica, CA

Past

June 18, 2021 - October 18, 2023

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Long Beach, CA

Past

June 17, 2021 - October 18, 2023

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Long Beach, CA

Past

March 18, 2021 - July 1, 2021

INTEGRATED WEALTH CONCEPTS LLC

RIA

CRD#: 284656

Newport Beach, CA

Past

October 21, 2020 - February 26, 2021

LEVEL FOUR ADVISORY SERVICES

RIA

CRD#: 134086

Newport Beach, CA

Past

August 28, 2020 - October 19, 2020

LPL FINANCIAL LLC

RIA

CRD#: 6413

NEWPORT BEACH, CA

Past

August 28, 2020 - July 6, 2021

LPL FINANCIAL LLC

CRD#: 6413

NEWPORT BEACH, CA

Past

September 19, 2016 - February 4, 2019

MADRID RETIREMENT ADVISORS

RIA

CRD#: 172464

MANHATTAN BEACH, CA

Past

June 22, 2016 - September 20, 2018

LPL FINANCIAL LLC

CRD#: 6413

MANHATTAN BEACH, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ROOT FINANCIAL PARTNERS

ROOT | ROOT FINANCIAL PARTNERS, LLC | ROOT FINANCIAL PARTNERS

CRD#: 290289 / SEC#: 801-125945

RIA

Registered Investment Advisory firm - (7/8/2022 Approved)

California

Registered Investment Advisory firm - (8/11/2022 Terminated)

Texas

Registered Investment Advisory firm - (7/12/2022 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/16/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/8/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/20/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/22/2016

General Securities Representative Examination

Current Firm

ROOT FINANCIAL PARTNERS

ROOT | ROOT FINANCIAL PARTNERS, LLC | ROOT FINANCIAL PARTNERS

CRD#: 290289 / SEC#: 801-125945

RIA

Registered Investment Advisory firm - (7/8/2022 Approved)

California

Registered Investment Advisory firm - (8/11/2022 Terminated)

Texas

Registered Investment Advisory firm - (7/12/2022 Terminated)

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Contact information

Main Address

1106 2nd Street Suite 102, Encinitas, CA 92024

Mailing Address

Phone number

(760) 452-0720

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (25 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (8/12/2025)

Regulatory assets under management

Total Number of Accounts	2,597
AUM (Assets Under Management)	$ 1,106,417,268

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Carly M. Jeavons

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Carly Marie Jeavons's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

INTEGRATED WEALTH CONCEPTS LLC

LEVEL FOUR ADVISORY SERVICES

LPL FINANCIAL LLC

LPL FINANCIAL LLC

MADRID RETIREMENT ADVISORS

LPL FINANCIAL LLC

Primary Firm SEC Registration

ROOT FINANCIAL PARTNERS

State Registrations and Notice Filings

Exams

Series 66

Date: 7/8/2016

SIE

Date: 9/20/2018

Series 7

Date: 6/22/2016

Current Firm

ROOT FINANCIAL PARTNERS

Contact information

SEC notice filing (25 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ROOT FINANCIAL PARTNERS

TRUST BUT VERIFY

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