Sara A. Casale
CORNERSTONE FINANCIAL PLANNING
PORTLAND, ME 04101
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CRD#: 6596420
Professional summary
Sara Anne Casale, CFP® is a registered financial advisor currently at CORNERSTONE FINANCIAL PLANNING, LLC located in Portland, Maine.
Sara is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Sara has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Biography
Sara earned her Bachelor of Arts in Political Science from the State University of New York at Geneseo where she also minored in Philosophy.
Question & Answer
What are your service offerings?
Investment Planning
Comprehensive Financial Planni...
Insurance Planning
Tax Planning
Socially Responsible Investing
Retirement Planning
Employee and Employer Plan Ben...
Estate Planning
Education Planning
Do you have an area of expertise or specialization?
Investment Advice with Ongoing...
Retirement Planning & Distribu...
Socially Responsible Investmen...
Tax Planning
Women's Financial Planning Iss...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Rover.com, Investment-related: No, 89 Anderson St. Unit 207, Portland, ME 04101, Pet sitting, Position/title: Pet sitter, Start date of your relationship: 6/14/24, , Approximate number of hours/month you devote to the other business: 96 hours per month, Number of hours you devote to the other business during securities trading hours: 0 hours, Briefly describe your duties: Pet sitting on weekends and weekday evenings after 5pm.
CRS (Client Relationship Summary) - RIA
Click below to view Sara Anne Casale's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2021
Experience
Current
February 1, 2021 - Present
CORNERSTONE FINANCIAL PLANNING, LLC
Office #1: 38 Union Wharf, Portland, ME 04101RIA
CRD#: 129656
PORTLAND, ME
Past
March 14, 2018 - May 31, 2019
GOLDMAN SACHS WEALTH SERVICES, L.P.
RIA
CRD#: 106693
ALBANY, NY
Past
March 5, 2018 - May 31, 2019
MERCER ALLIED COMPANY, L.P.
BD
CRD#: 37404
ALBANY, NY
Past
February 23, 2016 - March 7, 2018
GOLDMAN SACHS & CO. LLC
BD
CRD#: 361
LATHAM, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CORNERSTONE FINANCIAL PLANNING, LLC
CORNERSTONE FINANCIAL PLANNING, LLC | CORNERSTONE FINANCIAL PLNNING, LLC
CRD#: 129656 / SEC#: 801-107703
RIA
Registered Investment Advisory firm - (4/27/2016 Approved)Maine
Registered Investment Advisory firm - (6/20/2016 Terminated)New Hampshire
Registered Investment Advisory firm - (6/14/2016 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maine(2/1/2021)
IAR
New Hampshire(2/2/2021)
IAR
Texas(5/18/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
CORNERSTONE FINANCIAL PLANNING, LLC
CORNERSTONE FINANCIAL PLANNING, LLC | CORNERSTONE FINANCIAL PLNNING, LLC
CRD#: 129656 / SEC#: 801-107703
RIA
Registered Investment Advisory firm - (4/27/2016 Approved)Maine
Registered Investment Advisory firm - (6/20/2016 Terminated)New Hampshire
Registered Investment Advisory firm - (6/14/2016 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
8 Greenleaf Woods Dr. Suite 202, Portsmouth, NH 03801
Mailing Address
Phone number
(603) 431-1133
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 968 |
| AUM (Assets Under Management) | $ 336,027,979 |
Red Flags
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Company Information
CORNERSTONE FINANCIAL PLANNING, LLC
CRD#: 129656Portland, ME 04101TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
