Daniel P. Schutte

SCHUTTE FINANCIAL LLC

Denver, CO 80210

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CRD#: 6596281

Professional summary

Daniel Paul Schutte is a registered financial advisor currently at SCHUTTE FINANCIAL LLC located in Denver, Colorado.

Daniel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Daniel has worked at 2 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

What makes you the best choice for clients?

As an award-winning independent fiduciary advisor, we offer custom planning with top-performing investments to help you get ahead. Access your free financial plan online with any deposit. Start with a free consultation to discuss your goals.

What are your service offerings?

Investment Strategies

Financial Planning

Retirement Planning

Education Funding

Do you have an area of expertise or specialization?

401(k) Rollover and Roth IRA

Porfolio optimization

Saving for Retirement

Which demographics do you typically serve?

Baby Boomers (60-78)

Gen X (44-59)

Gen Y (28-43)

Gen Z (under 28)

What is your current number of clients?

Greater than 100

How do you get paid?

Percentage of Assets

Hourly

Fixed / Negotiated Fee

Are you a "fiduciary"?

Yes

Personal quote

"How many millionaires do you know who have become wealthy by investing in savings accounts? I rest my case.”— Robert G. Allen

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

04/2023- PRESENT, JUNIPER NETWORKS INC., GREENWOOD VILLAGE, CO, INV- RELATED: N, INFORMATION TECHNOLOGY, PROJECT MANAGER, 160 HRS/ MONTH, 100 SEC TRADING HRS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Paul Schutte's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Education

American Military University

MBA - Business Administration

Experience

Current

December 21, 2016 - Present

SCHUTTE FINANCIAL LLC

Office #1: 3801 E. Florida Ave. Suite 600, Denver, CO 80210

RIA

CRD#: 285217

Denver, CO

Past

June 6, 2016 - July 26, 2016

WADDELL & REED

RIA

CRD#: 866

DENVER, CO

Past

May 2, 2016 - July 26, 2016

WADDELL & REED

CRD#: 866

DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(12/21/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 6/4/2016

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 7/26/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/30/2016

General Securities Representative Examination

Current Firm

SCHUTTE FINANCIAL LLC

CREDO WEALTH MANAGEMENT LLC | SCHUTTE FINANCIAL LLC | MORNING STAR WEALTH MANAGEMENT LLC

CRD#: 285217 / SEC#:

Colorado

Registered Investment Advisory firm - (12/21/2016 Approved)

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Contact information

Main Address

3801 E. Florida Ave. Suite 600, Denver, CO 80210

Mailing Address

Phone number

(303) 968-9330

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	114
AUM (Assets Under Management)	$ 10,500,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Daniel P. Schutte

Professional summary

Question & Answer

Personal quote

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Daniel Paul Schutte's CRS (Customer Relationship Summary).

Certified licenses

Education

American Military University

Experience

SCHUTTE FINANCIAL LLC

WADDELL & REED

WADDELL & REED

State Registrations and Notice Filings

Exams

Series 66

Date: 6/4/2016

SIE

Date: 7/26/2016

Series 7

Date: 4/30/2016

Current Firm

SCHUTTE FINANCIAL LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SCHUTTE FINANCIAL LLC

TRUST BUT VERIFY

Contact information

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