Brian C. Ulch

AVENTAIL WEALTH MANAGEMENT

Winter Haven, FL 33880

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CRD#: 6596245

Professional summary

Brian Curtis Ulch is a registered financial advisor currently at AVENTAIL WEALTH MANAGEMENT, LLC located in Winter Haven, Florida.

Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Brian has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Individual Insurance Agent NIPR#18130474 with the following Licenses: Sept.2016: Florida 2-14 License #W349963 - Life, Annuity & LTC Insurance:devotes 21 hours a month working with clients for their insurance needs. March 2018: California Non-Resident License #0M25888 - Life Insurance: devotes 1 hour a month working with clients for their insurance needs. Nov. 2018: Illinois Non-Resident License #18130474 - Life & Annuity Insurance: devotes 1 hours a month working with clients for their insurance needs.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Curtis Ulch's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 21, 2016 - Present

AVENTAIL WEALTH MANAGEMENT, LLC

Office #1: 353 Avenue C Southwest, Winter Haven, FL 33880

RIA

CRD#: 282467

Winter Haven, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(1/21/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/5/2015

Uniform Investment Adviser Law Examination

Current Firm

AVENTAIL WEALTH MANAGEMENT, LLC

CRD#: 282467 / SEC#:

Florida

Registered Investment Advisory firm - (1/21/2016 Approved)

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Contact information

Main Address

353 Avenue C Southwest, Winter Haven, FL 33880

Mailing Address

Phone number

(863) 333-1927

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	342
AUM (Assets Under Management)	$ 60,301,357

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brian C. Ulch

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Curtis Ulch's CRS (Customer Relationship Summary).

Certified licenses

Experience

AVENTAIL WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/5/2015

Current Firm

AVENTAIL WEALTH MANAGEMENT, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

AVENTAIL WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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