David R. Peters
PETERS FINANCIAL LLC
Richmond, VA
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CRD#: 6596242
Professional summary
David Randall Peters, CFP®, who also goes by David Peters, is a registered financial advisor currently at PETERS FINANCIAL LLC located in Richmond, Virginia.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. David has worked at 4 firms and has passed the Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Peters
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
-owner and an accountant of Peters Tax Preparation & Consulting PC -owner and a licensed insurance agent with David Peters Insurance Agency LLC -Peters Insurance Consulting, a firm that offers general consulting advice regarding insurance -Peters Professional Education, LLC. Peters Professional Education, LLC sells continuing education classes to financial professionals and sells financial education classes to small business owners -Peters Learning & Education, LLC. David Randall Peters teaches continuing education courses through Peters Learning & Education, LLC -Peters Employee Leasing, LLC, Demystifying Finance, LLC and Peters Marketing Services, LLC. Peters Employee Leasing, LLC is used for payroll. Demystifying Finance, LLC is a YouTube series related to basic financial advice. Peters Marketing Services, LLC has not activity to this date. -Peters Mortgage LLC; Owner; Non Investment Related; 1657 West Broad Street Unit 5 Richmond Virginia 23220; Description: Mortgage Loan Origination; Responsibilities: Originate mortgage loans for clients; Start date: 2024-12-02; Hours per month devoted to business during trading hours: 3; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 1.
CRS (Client Relationship Summary) - RIA
Click below to view David Randall Peters's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
September 19, 2023 - Present
PETERS FINANCIAL LLC
RIA
CRD#: 327680
Richmond, VA
Past
November 2, 2021 - October 4, 2023
CFO CAPITAL MANAGEMENT, LLC
RIA
CRD#: 110950
RICHMOND, VA
Past
March 4, 2016 - November 1, 2021
CARROLL FINANCIAL ASSOCIATES INC
RIA
CRD#: 105427
RICHMOND, VA
Past
February 6, 2016 - November 2, 2021
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
RICHMOND, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Illinois(5/31/2024)
IAR
North Carolina(9/20/2023)
IAR
South Carolina(10/8/2025)
IAR
Virginia(9/19/2023)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 3/29/2024
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
PF
PETERS FINANCIAL LLC
PETERS FINANCIAL LLC
CRD#: 327680 / SEC#:
Illinois
Registered Investment Advisory firm - (5/31/2024 Approved)North Carolina
Registered Investment Advisory firm - (9/20/2023 Approved)South Carolina
Registered Investment Advisory firm - (10/8/2025 Approved)Virginia
Registered Investment Advisory firm - (9/19/2023 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Richmond, VA
Mailing Address
Phone number
(804) 332-1373
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 78 |
| AUM (Assets Under Management) | $ 4,152,339 |
Red Flags
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