KG
Kayce L. Gerlach
AVANTAX PLANNING PARTNERS
Rapid City, SD 57701
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CRD#: 6596116
KG
Professional summary
Kayce Lind Gerlach, who also goes by Kayce Lind Roseth, is a registered financial advisor currently at AVANTAX PLANNING PARTNERS, INC. located in Rapid City, South Dakota.
Kayce is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Kayce has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Kayce Lind Roseth
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) I am a Shareholder and Accountant with Casey Peterson, Ltd, a regional CPA firm. I am located at 909 St. Joseph Street, Rapid City, SD. I have been with the CPA firm since 12/2002. I work approximately 160 hours a month. I provide services that are typically of public accounting, including tax services, consulting, account services and valuation services to a variety of different clients and client types. Most of my work is during securities trading hours. My employment is not securities-related or investment-related. (2) I am a Shareholder and Advisor with CP Financial Services, a financial services firm located. I am located at 909 St. Joseph Street, Suite 101, Rapid City, SD 57701. I have been with CP Financial since 01/2013. I work approximately 160 hours a month. I provide wealth management services to a variety of different clients and client types based on their individual financial needs and risk tolerances. Most of my work is during securities trading hours. My employment is investment-related. (3) I am a Shareholder of the Gillette Accounting Building, LLC. This is not investment related. Address is 612 South Douglas Highway, Gillette, Wyoming 82716. The nature of this business is real estate rental property. Position held is Member/Owner, which began in 12/2013. No additional hours per week devoted to this entity. Any hours devoted would be during security trading hours. I am not a manager, and only I attend an annual meeting. (4) I am a Board Member and Treasurer for Central States Fair, Inc., located at 800 San Francisco St, Rapid City SD 57701. I have participated in this activity since 03/2020. I work approximately 11-20 hours a month. I provide bookkeeping services and attend periodic executive committee meetings. Most of my work is during non-trading hours. My participation is not investment-related. (5) I am a Board Member and Treasurer/Secretary for Black Hills Community Economic Development, a non-profit organization located at 730 E Watertown Street, Suite 102, Rapid City, SD 57701. I have participated in this activity since 11/2019. I work approximately 1-5 hours a month. I attend periodic board meetings and sign documents that are sent to the SBA. Most of my work is during non-trading hours. My participation is not investment-related.
CRS (Client Relationship Summary) - RIA
Click below to view Kayce Lind Gerlach's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 5, 2016 - Present
AVANTAX PLANNING PARTNERS, INC.
Office #1: 909 Saint Joseph St. Ste 101, Rapid City, SD 57701RIA
CRD#: 106237
Rapid City, SD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
South Dakota(1/5/2016)
Current Firm
AP
AVANTAX PLANNING PARTNERS, INC.
AVANTAX PLANNING PARTNERS, INC. | HONKAMP KRUEGER FINANCIAL SERVICES INC | HK FINANCIAL SERVICES | AVANTAX RETIREMENT PLAN SERVICES
CRD#: 106237 / SEC#: 801-50939
RIA
Registered Investment Advisory firm - (1/17/1996 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3390 Asbury Road, Dubuque, IA 52002-2801
Mailing Address
Phone number
(563) 582-2855
Established
Firm type
Fiscal year end
# of Employees
254
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 13,679 |
| AUM (Assets Under Management) | $ 6,933,162,284 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/20/2024 | ||
| 11/28/2023 | ||
| 12/16/2022 |
Red Flags
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Company Information
AVANTAX PLANNING PARTNERS, INC.
CRD#: 106237Rapid City, SD 57701TRUST BUT VERIFY
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