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Erin B. Long
THRIVENT INVESTMENT MANAGEMENT
Asheville, NC 28803
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CRD#: 6596081
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Professional summary
Erin B Long, CFP®, who also goes by Long Beth Erin, Erin Beth Long, Erin Beth Raether, is a registered financial advisor currently at THRIVENT INVESTMENT MANAGEMENT INC. located in Asheville, North Carolina.
Erin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2016. Erin has worked at 3 firms and has passed the Series 66, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Long Beth Erin | Erin Beth Long | Erin Beth Raether
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
ROTARY CLUB OF PALM BAY POSITION: Past President NATURE: Palm Bay Rotary is a part of Rotary International. We take part in service projects around the community such as delivering meals to needy families on Thanksgiving and Chrsitmas, and hosting an annual student awards banquet. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 07/01/2017 ADDRESS: PO box 60357, Palm Bay FL 32906, United States DESCRIPTION: As past president, I will be assistingin recruiting new members, scheduling speakers, planning service projects and participating in board meetings. I do not have any contact with club funds.
CRS (Client Relationship Summary) - RIA
Click below to view Erin B Long's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Erin B Long's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
April 18, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: Two Town Square Boulevard, Asheville, NC 28803Office #2: 167 S Edinburgh Dr, Winter Park, FL 32792RIA
BD
CRD#: 18387
Asheville, NC
Current
April 17, 2024 - Present
THRIVENT INVESTMENT MANAGEMENT INC.
Office #1: Two Town Square Boulevard, Asheville, NC 28803Office #2: 167 S Edinburgh Dr, Winter Park, FL 32792RIA
BD
CRD#: 18387
Asheville, NC
Past
August 12, 2021 - April 3, 2024
FIDELITY PERSONAL AND WORKPLACE ADVISORS
RIA
CRD#: 288590
JACKSONVILLE, FL
Past
August 9, 2021 - April 3, 2024
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
JACKSONVILLE, FL
Past
March 31, 2016 - June 18, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
RIA
CRD#: 18387
PALM BAY, FL
Past
March 7, 2016 - June 18, 2021
THRIVENT INVESTMENT MANAGEMENT INC.
BD
CRD#: 18387
PALM BAY, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(4/17/2024)
IAR
Florida(4/18/2024)
RR
Michigan(6/17/2024)
RR
New York(5/3/2024)
RR
North Carolina(5/2/2024)
IAR
North Carolina(5/8/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
TI
THRIVENT INVESTMENT MANAGEMENT INC.
AAL CAPITAL MANAGEMENT CORPORATION | THRIVENT INVESTMENT MANAGEMENT INC. | FORTRESS DISTRIBUTORS, INC. | AAL DISTRIBUTORS INC.
CRD#: 18387 / SEC#: 801-29618, 8-36525
RIA
Registered Investment Advisory firm - SEC (5/18/1987 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information
Main Address
600 Portland Avenue South, Minneapolis, MN 55415
Mailing Address
600 Portland Avenue South, Minneapolis, MN 55415
Phone number
+1 (800) 847-4836
Established
Delaware since 07/29/1986
Firm type
Corporation
Fiscal year end
December
Firm Size
Large
# of Employees
3,846
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THRIVENT FINANCIAL HOLDINGS, INC. | OWNER | |
| BIRR, THOMAS JOHN | VICE PRESIDENT | 4148092 |
| BOUSU, CALEB ANTHONY | DIRECTOR | 7877353 |
| CECERE, NICHOLAS M | DIRECTOR | 1513551 |
| GILCHRIST, TONIA NICOLE JAMES | CHIEF LEGAL OFFICER & SECRETARY | 4777233 |
| GOLIS, ANDREA CORIN | CHIEF COMPLIANCE OFFICER | 1401462 |
| JOHNSON, ARIKA VIKTORIA | DIRECTOR | 5580869 |
| JOHNSTON, PAUL ROBERTS | DIRECTOR | 2065882 |
| KLOSTER, DAVID JACOB | PRESIDENT | 2523240 |
| NORGARD, ANDREW DYLAN | TREASURER | 6868385 |
Regulatory assets under management
| Total Number of Accounts | 48,940 |
| AUM (Assets Under Management) | $ 17,499,525,490 |
Disclosures
| Regulatory Event | 8 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/21/2024 | ||
| 01/25/2024 |
Red Flags
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Company Information
THRIVENT INVESTMENT MANAGEMENT INC.
CRD#: 18387Asheville, NC 28803TRUST BUT VERIFY
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