AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Why AdvisorCheck
SB

Stephen Wayne Burton

RAUCH ADVISORY
CHESAPEAKE, VA
·CRD# 6595526·10 years experience

Professional Summary

Stephen Wayne Burton, who also goes by Steve Burton, is a registered financial advisor currently at RAUCH ADVISORY LLC located in Chesapeake, Virginia. Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Stephen has worked at 1 firm and has passed the Series 65 exam.

At a Glance

Always Fiduciary

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Steve Burton

Blog Corner

Similar Advisors

Aaron Cade Milligan
TYLER, TX · CRD#
View profile
Patrick Harold Oleary
Patrick Harold Oleary

D.A. DAVIDSON & CO.

BILLINGS, MT · CRD#
David Allen Shaffer
David Allen Shaffer

OSAIC WEALTH, INC.

DENVER, PA · CRD#

Videos & Posts

This advisor has not added any videos or posts yet.

Similar Advisors

TYLER, TX · CRD#
Patrick Harold Oleary
Patrick Harold Oleary

D.A. DAVIDSON & CO.

BILLINGS, MT · CRD#
SC
Steven A Chase

OSAIC WEALTH, INC.

BOZEMAN, MT · CRD#
David Allen Shaffer
David Allen Shaffer

OSAIC WEALTH, INC.

DENVER, PA · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

Similar Advisors

TYLER, TX · CRD#
Patrick Harold Oleary
Patrick Harold Oleary

D.A. DAVIDSON & CO.

BILLINGS, MT · CRD#
SC
Steven A Chase

OSAIC WEALTH, INC.

BOZEMAN, MT · CRD#
David Allen Shaffer
David Allen Shaffer

OSAIC WEALTH, INC.

DENVER, PA · CRD#

Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

TYLER, TX · CRD#
Patrick Harold Oleary
Patrick Harold Oleary

D.A. DAVIDSON & CO.

BILLINGS, MT · CRD#
SC
Steven A Chase

OSAIC WEALTH, INC.

BOZEMAN, MT · CRD#
David Allen Shaffer
David Allen Shaffer

OSAIC WEALTH, INC.

DENVER, PA · CRD#

Years of Experience

10 years in the financial services industry

Current & Past Employments

RAUCH ADVISORY LLC·CRD# 155681
RIA
1407 Stephanie Way Suite C, Chesapeake, VA 23320
January 14, 2016 - Present

Similar Advisors

TYLER, TX · CRD#
Patrick Harold Oleary
Patrick Harold Oleary

D.A. DAVIDSON & CO.

BILLINGS, MT · CRD#
SC
Steven A Chase

OSAIC WEALTH, INC.

BOZEMAN, MT · CRD#
David Allen Shaffer
David Allen Shaffer

OSAIC WEALTH, INC.

DENVER, PA · CRD#

Current Firm

RA
RAUCH ADVISORY LLC

RAUCH ADVISORY LLC

CRD#: 155681
Florida
Registered Investment Advisory firm - Florida (10/3/2023 Approved)
Maryland
Registered Investment Advisory firm - Maryland (11/25/2025 Approved)
North Carolina
Registered Investment Advisory firm - North Carolina (11/30/2021 Approved)
Texas
Registered Investment Advisory firm - Texas (7/18/2022 Conditional Restricted)
Virginia
Registered Investment Advisory firm - Virginia (2/14/2011 Approved)

Contact Information

Main Address

1407 Stephanie Way Suite C, Chesapeake, VA 23320

Phone Number

(757) 424-8906

# of Employees

5

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

244

AUM (Assets Under Management)

$44,582,570

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
10/08/2026Cover PageReport
03/24/2026Cover PageReport
02/27/2025Cover PageReport

Similar Advisors

TYLER, TX · CRD#
Patrick Harold Oleary
Patrick Harold Oleary

D.A. DAVIDSON & CO.

BILLINGS, MT · CRD#
SC
Steven A Chase

OSAIC WEALTH, INC.

BOZEMAN, MT · CRD#
David Allen Shaffer
David Allen Shaffer

OSAIC WEALTH, INC.

DENVER, PA · CRD#

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) EQUITY 1 INC.; OWNER/PRESIDENT/INSURANCE AGENT; CHESAPEAKE, VA; INSURANCE PRODUCTS SALES AND SERVICES; GREATER THAN 75% OF TIME SPENT IN THIS BUSINESS; OCTOBER 2004 --------------------------------------------------- 2) EQUITY 1 BUSINESS, INC; OWNER/PARTNER; CHESAPEAKE, VA; ENTITY THAT CONDUCTS BUSINESS LOANS; 03/2013. --------------------------------------------------- 3) EQUITY FOR LIFE PROPERTIES II, LLC; OWNER/PARTNER; CHESAPEAKE, VA; COMMERCIAL REAL ESTATE RENTAL; 06/2006. --------------------------------------------------- 4) MOMENTUM MARKETING SOLUTIONS, LLC; Whether the business is investment related - NO; Address of the other business - 1407 STEPHANIE WAY, SUITE C, CHESAPEAKE, VA 23320; Nature of the other business - MARKETING ORGANIZATION; Position, title, or relationship with the other business OWNER/PRESIDENT - SINGLE MEMBER MGR LLC; Start date of relationship - MARCH 2023; Approximate number of hours/month devoted to the other business - 10 HRS; Number of hours devoted to the other business during securities trading hours - 5 HRS; Duties relating to the other business. - HELPING BUSINESS OWNERS GROW AND EXIT THEIR BUSINESS. BUSINESS OWNERS MAY PURCHASE COURSES AND GROUP COACHING FOR A SUBSCRIPTION FEE OR PURCHASE PRODUCTS THROUGH AN AFFILIATE LINK. AS AN AFFILIATE OF ERC SPECIALISTS (EMPLOYEE RETENTION CREDITS) WE ARE HELPING BUSINESSES, NON PROFIT ORGANIZATIONS AND CHURCHES TO DETERMINE THEIR ELIGIBILITY FOR THE ERC (EMPLOYEE RETENTION CREDITS) PROGRAM. AS AN ERC SPECIALIST AFFILIATE, I AM PAID A REFERAL FEE IF ERC SPECIALISTS DETERMINES THE CLIENT QUALIFIES FOR ANY CREDITS. 5) Mr. Burton is also an owner of two Cool Wave Car Wash locations. He operates the locations under the following entities: 6213 Indian River Wash LLC and 5453 Wesleyan Wash LLC. The business is not investment-related. It operates express tunnel car wash locations at: 6213 Indian River Rd., Virginia Beach, VA 23464 & 5453 Wesleyan Dr., Virginia Beach, VA 23455. Mr. Burton holds the position of Investor Member. His relationship with the business began on June 5, 2024 and his involvement is strictly limited to making a capital contribution. He is not involved in the day-to-day operations or management of the business and does not devote any hours per month to this business. Clients are not solicited to invest in this business and therefore no client conflicts exist with respect to this outside business activity. 6) Mr. Burton is also owner of Burton Family Enterprises LLC. The business is not investment-related. The business is located at: 338 Scone Castle Loop, Chesapeake, VA 23322. The nature of the business is solar battery storage. Mr. Burton is the Single Member owner of the LLC. His relationship with the business began on December 12, 2025. He devotes approximately 2-3 hours per month to the business, none of those hours are spent during securities trading hours. His duties are limited to occasional check-ins with those who oversee operations on-site. Mr. Burton is not involved in daily operational activities. Clients are not solicited to invest in this business and therefore no client conflicts exist with respect to this outside business activity.

Similar Advisors

TYLER, TX · CRD#
Patrick Harold Oleary
Patrick Harold Oleary

D.A. DAVIDSON & CO.

BILLINGS, MT · CRD#
SC
Steven A Chase

OSAIC WEALTH, INC.

BOZEMAN, MT · CRD#
David Allen Shaffer
David Allen Shaffer

OSAIC WEALTH, INC.

DENVER, PA · CRD#

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
IAR
Florida
(10/3/2023)
IAR
Maryland
(11/25/2025)
IAR
North Carolina
(11/30/2021)
IAR
Texas
(7/18/2022)
IAR
Virginia
(1/14/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Dec 2015About the Series 65 exam

Similar Advisors

TYLER, TX · CRD#
Patrick Harold Oleary
Patrick Harold Oleary

D.A. DAVIDSON & CO.

BILLINGS, MT · CRD#
SC
Steven A Chase

OSAIC WEALTH, INC.

BOZEMAN, MT · CRD#
David Allen Shaffer
David Allen Shaffer

OSAIC WEALTH, INC.

DENVER, PA · CRD#

CRS (Client Relationship Summary) - RIA

Click below to view Stephen Wayne Burton's CRS (Customer Relationship Summary).

Similar Advisors

TYLER, TX · CRD#
Patrick Harold Oleary
Patrick Harold Oleary

D.A. DAVIDSON & CO.

BILLINGS, MT · CRD#
SC
Steven A Chase

OSAIC WEALTH, INC.

BOZEMAN, MT · CRD#
David Allen Shaffer
David Allen Shaffer

OSAIC WEALTH, INC.

DENVER, PA · CRD#
SB
Follow Stephen
Get alerted to job moves, licensing changes, and new disclosures
Free — no card required