SB
Stephen W. Burton
RAUCH ADVISORY LLC
Chesapeake, VA 23320
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CRD#: 6595526
SB
Professional summary
Stephen Wayne Burton, who also goes by Steve Burton, is a registered financial advisor currently at RAUCH ADVISORY LLC located in Chesapeake, Virginia.
Stephen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Stephen has worked at 1 firm and has passed the Series 65 exam.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steve Burton
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) EQUITY 1 INC.; OWNER/PRESIDENT/INSURANCE AGENT; CHESAPEAKE, VA; INSURANCE PRODUCTS SALES AND SERVICES; GREATER THAN 75% OF TIME SPENT IN THIS BUSINESS; OCTOBER 2004 --------------------------------------------------- 2) EQUITY 1 BUSINESS, INC; OWNER/PARTNER; CHESAPEAKE, VA; ENTITY THAT CONDUCTS BUSINESS LOANS; 03/2013. --------------------------------------------------- 3) EQUITY FOR LIFE PROPERTIES II, LLC; OWNER/PARTNER; CHESAPEAKE, VA; COMMERCIAL REAL ESTATE RENTAL; 06/2006. --------------------------------------------------- 4) MOMENTUM MARKETING SOLUTIONS, LLC; Whether the business is investment related - NO; Address of the other business - 1407 STEPHANIE WAY, SUITE C, CHESAPEAKE, VA 23320; Nature of the other business - MARKETING ORGANIZATION; Position, title, or relationship with the other business OWNER/PRESIDENT - SINGLE MEMBER MGR LLC; Start date of relationship - MARCH 2023; Approximate number of hours/month devoted to the other business - 10 HRS; Number of hours devoted to the other business during securities trading hours - 5 HRS; Duties relating to the other business. - HELPING BUSINESS OWNERS GROW AND EXIT THEIR BUSINESS. BUSINESS OWNERS MAY PURCHASE COURSES AND GROUP COACHING FOR A SUBSCRIPTION FEE OR PURCHASE PRODUCTS THROUGH AN AFFILIATE LINK. AS AN AFFILIATE OF ERC SPECIALISTS (EMPLOYEE RETENTION CREDITS) WE ARE HELPING BUSINESSES, NON PROFIT ORGANIZATIONS AND CHURCHES TO DETERMINE THEIR ELIGIBILITY FOR THE ERC (EMPLOYEE RETENTION CREDITS) PROGRAM. AS AN ERC SPECIALIST AFFILIATE, I AM PAID A REFERAL FEE IF ERC SPECIALISTS DETERMINES THE CLIENT QUALIFIES FOR ANY CREDITS.
CRS (Client Relationship Summary) - RIA
Click below to view Stephen Wayne Burton's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 14, 2016 - Present
RAUCH ADVISORY LLC
Office #1: 1407 Stephanie Way Suite C, Chesapeake, VA 23320RIA
CRD#: 155681
Chesapeake, VA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(10/3/2023)
IAR
North Carolina(11/30/2021)
IAR
Texas(7/18/2022)
IAR
Virginia(1/14/2016)
Current Firm
RA
RAUCH ADVISORY LLC
RAUCH ADVISORY LLC
CRD#: 155681 / SEC#:
Florida
Registered Investment Advisory firm - (10/3/2023 Approved)North Carolina
Registered Investment Advisory firm - (11/30/2021 Approved)Texas
Registered Investment Advisory firm - (7/18/2022 Conditional Restricted)Virginia
Registered Investment Advisory firm - (2/14/2011 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1407 Stephanie Way Suite C, Chesapeake, VA 23320
Mailing Address
Phone number
(757) 424-8906
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 241 |
| AUM (Assets Under Management) | $ 38,036,743 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 |
Red Flags
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Company Information
RAUCH ADVISORY LLC
CRD#: 155681Chesapeake, VA 23320TRUST BUT VERIFY
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