Patricia A. Priddy

Some features on this profile are disabled

CRD#: 6595138

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Patricia Anne Priddy, CFP®, who also goes by Patricia Anne Long, Patty Anne Long, Patty Priddy, was a registered financial professional .

Patricia is a previously registered financial professional and started their career in finance in 2016. Patricia had worked at 4 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Biography

Advisory services are offered through Keener Financial Planning, LLC, an investment adviser registered with the U.S. Securities & Exchange Commission.

Question & Answer

What are your service offerings?

Insurance Planning

Employee and Employer Plan Ben...

Investment Planning

Retirement Planning

Comprehensive Financial Planni...

Tax Planning

Do you have an area of expertise or specialization?

Cash Flow/Budgets/Credit Issue...

College/Education Planning

Fixed Fee (Subscription, Retai...

Hourly

Investment Advice with Ongoing...

Investment Advice without Ongo...

What is your minimum asset requirement?

Are you a "fiduciary"?

Aliases

Patricia Anne Long | Patty Anne Long | Patty Priddy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2017

Experience

Past

March 11, 2017 - April 11, 2024

KEENER FINANCIAL PLANNING

RIA

CRD#: 147615

Keller, TX

Past

September 7, 2016 - March 16, 2017

LPL FINANCIAL LLC

CRD#: 6413

DALLAS, TX

Past

August 8, 2016 - March 2, 2017

FLUENT FINANCIAL, LLC

RIA

CRD#: 170041

DALLAS, TX

Past

April 21, 2016 - February 2, 2017

BACON FINANCIAL MANAGEMENT, INC DBA FINANCIAL STRATEGIES GROUP

RIA

CRD#: 142605

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

KEENER FINANCIAL PLANNING

KEENER FINANCIAL PLANNING | KEENER FINANCIAL PLANNING, LLC

CRD#: 147615 / SEC#: 801-115127

RIA

Registered Investment Advisory firm - (4/30/2019 Approved)

Texas

Registered Investment Advisory firm - (2/12/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/27/2016

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 4/21/2016

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 3/16/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/7/2016

General Securities Representative Examination

Current Firm

KEENER FINANCIAL PLANNING

KEENER FINANCIAL PLANNING | KEENER FINANCIAL PLANNING, LLC

CRD#: 147615 / SEC#: 801-115127

RIA

Registered Investment Advisory firm - (4/30/2019 Approved)

Texas

Registered Investment Advisory firm - (2/12/2020 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1692 Keller Parkway, Keller, TX 76248

Mailing Address

Phone number

(817) 993-0401

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

2025 ADV PART 2 (1/15/2025)

Regulatory assets under management

Total Number of Accounts	658
AUM (Assets Under Management)	$ 362,780,822

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Patricia A. Priddy

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

FLUENT FINANCIAL, LLC

BACON FINANCIAL MANAGEMENT, INC DBA FINANCIAL STRATEGIES GROUP

Primary Firm SEC Registration

KEENER FINANCIAL PLANNING

State Registrations and Notice Filings

Exams

Series 63

Date: 9/27/2016

Series 65

Date: 4/21/2016

SIE

Date: 3/16/2017

Series 7

Date: 9/7/2016

Current Firm

KEENER FINANCIAL PLANNING

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

KEENER FINANCIAL PLANNING

TRUST BUT VERIFY

Contact information

Similar Advisors