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MH

Michael T. Hewitt

AUERBACH GRAYSON & COMPANY LLC
New York, NY 10019
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CRD#: 6594844
MH

Professional summary


Michael Thomas Hewitt JR, who also goes by Michael Thomas Hewitt, is a registered financial professional currently at AUERBACH GRAYSON & COMPANY LLC located in New York, New York.

Michael is registered as a RR (Registered Representative) and started their career in finance in 2016. Michael has worked at 8 firms and has passed the SIE, Series 99TO and Series 27 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Michael Thomas Hewitt

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Michael Thomas Hewitt JR's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 3, 2024 - Present

AUERBACH GRAYSON & COMPANY LLC

Office #1: 20w 55th Street, New York, NY 10019
BD
CRD#: 30761
New York, NY
Past

August 14, 2023 - October 19, 2023

TRIAD SECURITIES CORP

BD
CRD#: 11363
NEW YORK, NY
Past

April 11, 2022 - April 11, 2023

SPARTAN CAPITAL SECURITIES, LLC

BD
CRD#: 146251
NEW YORK, NY
Past

December 24, 2021 - April 11, 2022

CLARKSONS SECURITIES, INC

BD
CRD#: 30882
NEW YORK, NY
Past

December 13, 2019 - September 7, 2021

RFA SECURITIES LLC

BD
CRD#: 305963
PHILADELPHIA, PA
Past

January 3, 2017 - October 28, 2021

FCF SECURITIES AND DERIVATIVES LLC

BD
CRD#: 157067
NEW YORK, NY
Past

December 22, 2016 - February 25, 2019

NEW ALBION PARTNERS LLC

BD
CRD#: 119518
NEW YORK, NY
Past

November 15, 2016 - September 7, 2021

CASEY SECURITIES LLC

BD
CRD#: 35230
GREENBRAE, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(4/3/2024)
RR
Florida
(4/3/2024)

Exams


General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


AG
AUERBACH GRAYSON & COMPANY LLC
AGCO | JL AUERBACH & COMPANY INCORPORATED | AUERBACH GRAYSON & COMPANY LLC | AUERBACH GRAYSON & COMPANY INCORPORATED | AUERBACH GRAYSON & CO. | AUERBACH GRAYSON | AUERBACH

CRD#: 30761 / SEC#: , 8-45136

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information


Main Address
20w 55th Street 4th Floor, New York, NY 10019
Mailing Address
20w 55th Street, New York, NY 10019
Phone number
(212) 557-4444
Established
Delaware since 01/29/2010
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
HDH GLOBAL LLCOWNER
AIKINS, GIL OCCO / CLO5157274
BHATNAGAR, NIKHILCHIEF EXECUTIVE OFFICER5874592
HEWITT, MICHAEL THOMAS JRFINOP6594844
MANDEL, SIMON MARKOVICHBOARD MEMBER5824632
TOKATLILAR, LEONGLOBAL HEAD OF OPERATIONS5838809

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


AUERBACH GRAYSON & COMPANY LLC

CRD#: 30761New York, NY 10019

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