Neel G. Shah

OMNI 360 WEALTH

PLAINSBORO, NJ 08536

CRD#: 6594688

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Professional summary

Neel Girish Shah, CFP®, who also goes by Neel Shah, is a registered financial advisor currently at OMNI 360 WEALTH, INC. located in Plainsboro, New Jersey.

Neel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Neel has worked at 2 firms and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Neel Shah

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neel Girish Shah's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

November 22, 2023 - Present

OMNI 360 WEALTH, INC.

Office #1: 777 Scudder Mills Rd Bldg 4, Ste 101, Plainsboro, NJ 08536

RIA

CRD#: 124878

PLAINSBORO, NJ

Past

January 14, 2016 - January 3, 2024

BEACON WEALTH SOLUTIONS LLC

RIA

CRD#: 282218

PLAINSBORO, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OMNI 360 WEALTH, INC.

OMNI 360 ADVISORS, LLC | SOUND FINANCIAL SOLUTIONS, INC. | PFG - FINANCIAL PLANNING & MANAGEMENT | OMNI 360 WEALTH, INC.

CRD#: 124878 / SEC#: 801-121387

RIA

Registered Investment Advisory firm - (6/4/2021 Approved)

Florida

Registered Investment Advisory firm - (8/9/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (8/9/2021 Terminated)

New York

Registered Investment Advisory firm - (8/9/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/10/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/9/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(11/24/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/22/2015

Uniform Investment Adviser Law Examination

Current Firm

OMNI 360 WEALTH, INC.

OMNI 360 ADVISORS, LLC | SOUND FINANCIAL SOLUTIONS, INC. | PFG - FINANCIAL PLANNING & MANAGEMENT | OMNI 360 WEALTH, INC.

CRD#: 124878 / SEC#: 801-121387

RIA

Registered Investment Advisory firm - (6/4/2021 Approved)

Florida

Registered Investment Advisory firm - (8/9/2021 Terminated)

New Jersey

Registered Investment Advisory firm - (8/9/2021 Terminated)

New York

Registered Investment Advisory firm - (8/9/2021 Terminated)

Pennsylvania

Registered Investment Advisory firm - (8/10/2021 Terminated)

Texas

Registered Investment Advisory firm - (8/9/2021 Terminated)

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Contact information

Main Address

777 Scudder Mills Rd Bldg 4, Ste 101, Plainsboro, NJ 08536

Mailing Address

Phone number

(609) 452-0889

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II (3/10/2026)

Regulatory assets under management

Total Number of Accounts	918
AUM (Assets Under Management)	$ 425,706,926

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Neel G. Shah

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Neel Girish Shah's CRS (Customer Relationship Summary).

Certified licenses

Experience

OMNI 360 WEALTH, INC.

BEACON WEALTH SOLUTIONS LLC

Primary Firm SEC Registration

OMNI 360 WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 10/22/2015

Current Firm

OMNI 360 WEALTH, INC.

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OMNI 360 WEALTH, INC.

TRUST BUT VERIFY

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