Brian E. Thompson
CFP®Professional Summary
Brian E. Thompson, CFP® is a registered financial advisor currently at BRIAN THOMPSON FINANCIAL located in Chicago, Illinois. Brian is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2016. Brian has worked at 1 firm.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- Tax Planning
- Investment Management
- Estate & Legacy Planning
- Financial Planning
- Cashflow & Budgeting
Biography
As both a tax attorney and a CERTIFIED FINANCIAL PLANNER™, I provide comprehensive financial planning to LGBTQ+ entrepreneurs who run socially-conscious service businesses. I hold a special place in my heart for small-business owners. I spent a decade defending them against the IRS as a tax attorney and have become one as a financial advisor. It’s a position filled with hope and opportunity. It gives you the most flexibility to create the life that you...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
10 years in the financial services industry
Current & Past Employments
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Current Firm
BRIAN THOMPSON FINANCIAL | BRIAN THOMPSON FINANCIAL, LLC | BRIAN THOMPSON FINANCIAL LLC
Contact Information
Main Address
Chicago, ILPhone Number
(312) 624-8320# of Employees
1Documents
Regulatory Assets Under Management
Total Number of Accounts
38AUM (Assets Under Management)
$19,065,695Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
(2/11/2016)
(8/30/2021)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Brian E. Thompson's CRS (Customer Relationship Summary).
Services Offered by Brian
- Tax Planning
- Investment Management
- Estate & Legacy Planning
- Financial Planning
- Cashflow & Budgeting
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