Nitin K. Adoni
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nitin Kumar Adoni, who also goes by Kumar Adoni, was a registered financial professional .
Nitin is a previously registered financial professional and started their career in finance in 2017. Nitin had worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 6, 2024 - November 26, 2024
CENTRIC ADVISORS, LLC
July 12, 2019 - March 25, 2022
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 22, 2017 - June 27, 2018
THE O.N. EQUITY SALES COMPANY
February 22, 2017 - March 28, 2017
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
CENTRIC ADVISORS, LLC
CRD#: 282477 / SEC#: 801-121623
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CENTRIC ADVISORS, LLC
CRD#: 282477 / SEC#: 801-121623
Contact information
SEC notice filing (4 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,162 |
| AUM (Assets Under Management) | $ 226,897,006 |
Red Flags
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