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ZP

Zachary J. Pederson

PEDERSON&CO
MIAMI, FL
Some features on this profile are disabled
CRD#: 6594149
ZP

Professional summary

Zachary James Pederson is a registered financial professional currently at PEDERSON&CO LLC located in Miami, Florida.

Zachary is registered as a RR (Registered Representative) and started their career in finance in 2016. Zachary has worked at 4 firms and has passed the Series 66, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Zachary James Pederson's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 9, 2022 - Present

PEDERSON&CO LLC

BD
CRD#: 308617
MIAMI, FL
Past

April 27, 2020 - March 9, 2022

ASHLAND SECURITIES, LLC

BD
CRD#: 297523
MIAMI, FL
Past

May 25, 2017 - July 9, 2018

TRIPLETREE, LLC

BD
CRD#: 42820
BLOOMINGTON, MN
Past

March 23, 2016 - May 11, 2017

B. C. ZIEGLER AND COMPANY

RIA
CRD#: 61
Minneapolis, MN
Past

February 10, 2016 - May 11, 2017

B. C. ZIEGLER AND COMPANY

BD
CRD#: 61
Minneapolis, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(3/7/2024)
RR
Colorado
(3/20/2024)
RR
Connecticut
(9/30/2025)
RR
Florida
(3/19/2022)
RR
Georgia
(5/20/2025)
RR
Illinois
(12/5/2023)
RR
Iowa
(8/8/2024)
RR
Kansas
(6/26/2024)
RR
Massachusetts
(4/2/2024)
RR
Minnesota
(2/2/2023)
RR
New York
(3/20/2022)
RR
South Carolina
(9/27/2023)
RR
Texas
(12/15/2023)

Exams

State Security Law Exam
RR
IAR
Series 66
Date: 3/23/2016
Uniform Combined State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 5/2/2020
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 7/9/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/10/2016
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 8/10/2021
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

PL
PEDERSON&CO LLC
LOON ADVISORS LLC | PEDERSON&CO LLC

CRD#: 308617 / SEC#: , 8-70655

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
PREMIUM
Stay ahead of every change that matters. Proactive intelligence on your advisors, before issues escalate.
Biweekly Pulse, AutomaticallyScheduled alerts keep you informed without lifting a finger.
Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
9110 Belvedere Drive, Eden Prairie, MN 55347
Mailing Address
9110 Belvedere Drive, Eden Prairie, MN 55347
Phone number
(651) 271-7219
Established
Delaware since 03/26/2021
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (15 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
LAGOON CAPITAL HOLDINGS INC.SHAREHOLDER
DREPAUL, ROSHNI ARUNAFINOP6487453
ODDENINO, DAREN MICHAELCHIEF COMPLIANCE OFFICER5233133
PEDERSON, ZACHARY JAMESCHIEF EXECUTIVE OFFICER, CO-FOUNDER6594149

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

PEDERSON&CO LLC

CRD#: 308617Miami, FL

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