Gerald George Arnholt Iii

BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#

INDEPENDENT FINANCIAL PARTNERS

Brookfield, WI · CRD#

DRAKE & ASSOCIATES, LLC

WAUKESHA, WI · CRD#

Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

10 years registered in the securities industry

Current & Past Employments

Current

OSAIC WEALTH, INC.Current·CRD# 23131

RIA

BD

13400 Bishop's Lane Suite 150, Brookfield, WI 53005

November 2, 2018 - Present

OSAIC WEALTH, INC.Current·CRD# 23131

RIA

BD

13400 Bishop's Lane Suite 150, Brookfield, WI 53005

November 2, 2018 - Present

Past

SIGNATOR INVESTORS, INC.Past·CRD# 468

RIA

Brookfield, WI

October 16, 2017 - November 2, 2018

SIGNATOR INVESTORS, INC.Past·CRD# 468

BD

Brookfield, WI

October 13, 2017 - November 2, 2018

NYLIFE SECURITIES LLCPast·CRD# 5167

BD

Milwaukee, WI

November 16, 2016 - October 17, 2017

EDWARD JONESPast·CRD# 250

RIA

Shorewood, WI

March 3, 2016 - September 21, 2016

EDWARD JONESPast·CRD# 250

BD

Shorewood, WI

February 11, 2016 - September 21, 2016

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BKM WEALTH MANAGEMENT

BROOKFIELD, WI · CRD#

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Customer Relationship Summary (CRS / SEC)Customer Relationship Summary (CRS / FINRA)Latest Form ADV

Current Firm

OW

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

BD

Broker-Dealer Firm Regulated by FINRA (Denver district office)

Contact Information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone Number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Large

# of Employees

8,979

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Part 2 Brochures

SIGNATOR MANAGED ACCOUNT PLATFORM (8/28/2026)

OSAIC WEALTH, INC ADV PART 2A (8/28/2026)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER	—
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
REID, SHANNON	CEO, PRESIDENT, DIRECTOR	4815189
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory Assets Under Management

Total Number of Accounts

850,797

AUM (Assets Under Management)

$234,858,518,740

Disclosures

Regulatory Event

51

Arbitration

31

Bond

7

Accountant Surprise Examination Report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Insurance Broker: Life, Annuities, LTC, DI, start 1/1/18, <10% per mo, approx 3 trading hrs...... 2. VANTAGEPOINTE FINANCIAL GROUP POSITION: AGENT, ETC NATURE: APPROPRIATE BUSINESS TYPE- SOLE PROPRIETOR INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 11/15/2017 ADDRESS: 13400 BISHOPS LANE SUITE 150, BROOKFIELD WI 53005, United States DESCRIPTION: SALES MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 3. VANTAGEPOINTE FINANCIAL GROUP POSITION: TITLE TO BE LISTED ON BUSINESS CARD-IE REGISTERED REP/IAR NATURE: APPROPRIATE BUSINESS TYPE- LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 10/19/2017 ADDRESS: 13400 Bishops Lane Suite 150, Brookfield WI 53005, United States DESCRIPTION: SALE/MARKETING OF SECURITIES, INVESTMENTADVISORY AND INSURANCE PRODUCTS 4. SCIMITAR FOUNDATION, LLC POSITION: President NATURE: Charity organization 501 (c)3 The charity is for the revitalization and preservation for the Tripoli Shrine Center a near replica of the Taj Ma Hal. I am President of the organization INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 2 START DATE: 03/21/2012 ADDRESS: 3000 W. Wisconsin Ave, Milwaukee WI 53208, United States DESCRIPTION: President of organization and in charge of the building and fundraising with the board. 5. SHRINERS CHILDREN'S CHICAGO POSITION: Associate board member NATURE: I would be an associate board member of the Chicago Shriners Children's Chicago hospital. I do not have any voting rights and am allowed to attend monthly meetings to understand what is going on at the hospital and be able to report to my chapter in Milwaukee what is happening. There are no voting rights and allowed to attend break out committee meetings. INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 01/02/2025 ADDRESS: 2211 N. Oak Park Ave, Chicago IL 60707, United States DESCRIPTION: Attend monthly board meetings, and report back to my local chapter of Shriners International happenings at this location. I would also work with fundraising and introducing potential donors to the hospital. 6. ROJ CT 101 POSITION: Impresario (secretary) NATURE: Men's Fraternal organization. There is no fundraising or charity of the organization. INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 01/06/2025 ADDRESS: N108W14891 Hackberry Circle, Germantown WI 53022, United States DESCRIPTION: I will be the secretary for for the local chapter in Milwaukee. I will be keeping records of meetings and membership for the organization. This organization is a group of men that get together for dinner at local restaurants. 7. NOTARY POSITION: Notary NATURE: I am signing up to be a Notary in the State of Wisconsin. The state of Wisconsin does not allow you to charge more then $5 for the service and I will not be charging for the service. I do not anticipate this activity to take any time during normal business hours. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 08/27/2025 ADDRESS: N108W14891 Hackberry Circle, Germantown WI 53022, United States DESCRIPTION: Verify that signatures and those that are making them are the same people.

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